Securities and Exchange Commission December 20, 2010 – Federal Register Recent Federal Regulation Documents

Results 1 - 10 of 10
Security-Based Swap Data Repository Registration, Duties, and Core Principles
Document Number: C1-2010-29719
Type: Proposed Rule
Date: 2010-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/12/20/C1-2010-29719.html
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue the Practice Governing the Exchange's Directed Order Process on BOX and Maintain the Effective Date Until December 31, 2010
Document Number: 2010-31827
Type: Notice
Date: 2010-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31827.html
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend Chapter IV of the BOX Rules To Allow Executing Participants To Provide BOX a List of the Order Flow Providers for Which the Executing Participants Will Provide Directed Order Services
Document Number: 2010-31826
Type: Notice
Date: 2010-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31826.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Document Number: 2010-31825
Type: Notice
Date: 2010-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31825.html
Submission for OMB Review; Comment Request
Document Number: 2010-31821
Type: Notice
Date: 2010-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31821.html
Submission for OMB Review; Comment Request
Document Number: 2010-31820
Type: Notice
Date: 2010-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31820.html
Submission for OMB Review; Comment Request
Document Number: 2010-31819
Type: Notice
Date: 2010-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31819.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until June 1, 2011
Document Number: 2010-31817
Type: Notice
Date: 2010-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31817.html
Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(9)(a)(1) To Extend the Operation of a Pilot Operating Pursuant to the Rule Until June 1, 2011
Document Number: 2010-31816
Type: Notice
Date: 2010-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-31816.html
Regulatory Flexibility Agenda
Document Number: 2010-30469
Type: Unknown
Date: 2010-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions, Part Xxiv
The Securities and Exchange Commission is publishing an agenda of its rulemaking actions pursuant to the Regulatory Flexibility Act (RFA) (Pub. L. No. 96-354, 94 Stat. 1164) (Sep. 19, 1980). Information in the agenda was accurate on September 10, 2010, the day on which the Commission's staff completed compilation of the data. To the extent possible, rulemaking actions by the Commission since that date have been reflected in the agenda. The Commission invites questions and public comment on the agenda and on the individual agenda entries.
https://regulations.justia.com/regulations/fedreg/2010/12/20/2010-30469.html
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