Submission for OMB Review; Comment Request, 79426 [2010-31820]

Download as PDF 79426 Federal Register / Vol. 75, No. 243 / Monday, December 20, 2010 / Notices (‘‘Commission’’) has submitted to the Office of Management and Budget this request for extension of the previously approved collections of information discussed below. Form 144 (17 CFR 239.144) is used to report the sale of securities during any three-month period that exceeds 5,000 shares or other units or has an aggregate sales price that does not exceed $50,000. Under Sections 2(11), 4(1), 4(2), 4(4) and 19(a) of the Securities Act of 1933 (15 U.S.C. 77b, 77d(1)(2)(4) and 77s(a)) and Rule 144 (17 CFR 230.144) there under, the Commission is authorize to solicit the information required to be supplied by Form 144. The objectives of the rule could not be met, if the information collection was not required. The information collected must be filed with the Commission and is publicly available. Form 144 takes approximately 1 burden hour per response and is filed by 23,361 respondents for a total of 23,361 total burden hours. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, https://www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312 or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: December 12, 2010. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–31821 Filed 12–17–10; 8:45 am] BILLING CODE 8011–01–P jlentini on DSKJ8SOYB1PROD with NOTICES SECURITIES AND EXCHANGE COMMISSION [Form 6–K; OMB Control No. 3235–0116; SEC File No. 270–107] Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange VerDate Mar<15>2010 17:18 Dec 17, 2010 Jkt 223001 Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. Extension: Form 6–K; OMB Control No. 3235–0116; SEC File No. 270–107. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget the request for extension of the previously approved collection of information discussed below. Form 6–K (17 CFR 249.306) is a disclosure document under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) that must be filed by a foreign private issuer to report material information promptly after the occurrence of specified or other important corporate events that are disclosed in the foreign private issuer’s home country. The purpose of Form 6–K is to ensure that U.S. investors have access to the same information that foreign investors do when making investment decisions. Form 6–K is a public document and all information provided is mandatory. Form 6–K takes approximately 8.7 hours per response and is filed by approximately 12,022 issuers annually. We estimate 75% of the 8.7 hours per response (6.525 hours) is prepared by the issuer for a total annual reporting burden of 78,444 hours (6.525 hours per response × 12,022 responses). The remaining burden hours are reflected as a cost to the foreign private issuers. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on October 14, 2010 (75 FR 63215). No comments were received. The public may view the background documentation for this information collection at the following Web site, https://www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 6432 General Green Way, Alexandria, PO 00000 Frm 00093 Fmt 4703 Sfmt 4703 VA 22312 or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: December 14, 2010. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–31820 Filed 12–17–10; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Form BD–N/Rule 15b11–1; SEC File No. 270–498; OMB Control No. 3235–0556] Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. Extension: Form BD–N/Rule 15b11–1; SEC File No. 270–498; OMB Control No. 3235–0556. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below. Rule 15b11–1 (17 CFR 240.15b11–1) requires that futures commission merchants and introducing brokers registered with the Commodity Futures Trading Commission that conduct a business in security futures products must notice-register as broker-dealers pursuant to Section 15(b)(11)(A) of the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). Form BD–N (17 CFR 249.501b) is the Form by which these entities must notice register with the Commission. The total annual burden imposed by Rule 15b11–1 and Form BD–N is approximately 8 hours, based on approximately 21 responses (10 initial filings + 11 amendments). Each initial filing requires approximately 30 minutes to complete and each amendment requires approximately 15 minutes to complete. There is no annual cost burden. The Commission will use the information collected pursuant to Rule 15b11–1 to understand the market for securities futures product and fulfill its regulatory obligations. Completing and filing Form BD–N is mandatory in order for an eligible futures commission merchant or introducing broker to conduct a E:\FR\FM\20DEN1.SGM 20DEN1

Agencies

[Federal Register Volume 75, Number 243 (Monday, December 20, 2010)]
[Notices]
[Page 79426]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-31820]


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SECURITIES AND EXCHANGE COMMISSION

[Form 6-K; OMB Control No. 3235-0116; SEC File No. 270-107]


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

    Extension:
    Form 6-K; OMB Control No. 3235-0116; SEC File No. 270-107.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget the request for extension of the previously approved 
collection of information discussed below.
    Form 6-K (17 CFR 249.306) is a disclosure document under the 
Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) that must be 
filed by a foreign private issuer to report material information 
promptly after the occurrence of specified or other important corporate 
events that are disclosed in the foreign private issuer's home country. 
The purpose of Form 6-K is to ensure that U.S. investors have access to 
the same information that foreign investors do when making investment 
decisions. Form 6-K is a public document and all information provided 
is mandatory. Form 6-K takes approximately 8.7 hours per response and 
is filed by approximately 12,022 issuers annually. We estimate 75% of 
the 8.7 hours per response (6.525 hours) is prepared by the issuer for 
a total annual reporting burden of 78,444 hours (6.525 hours per 
response x 12,022 responses). The remaining burden hours are reflected 
as a cost to the foreign private issuers.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number. The Federal Register notice with a 60-
day comment period soliciting comments on this collection of 
information was published on October 14, 2010 (75 FR 63215). No 
comments were received.
    The public may view the background documentation for this 
information collection at the following Web site, https://www.reginfo.gov. Comments should be directed to: (i) Desk Officer for 
the Securities and Exchange Commission, Office of Information and 
Regulatory Affairs, Office of Management and Budget, Room 10102, New 
Executive Office Building, Washington, DC 20503, or by sending an e-
mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312 or send an 
e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB 
within 30 days of this notice.

    Dated: December 14, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-31820 Filed 12-17-10; 8:45 am]
BILLING CODE 8011-01-P
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