Securities and Exchange Commission April 7, 2010 – Federal Register Recent Federal Regulation Documents

Results 1 - 15 of 15
AB Liquidating Corp. (f/k/a Adaptive Broadband Corp.), Globalnet Corp., Greenland Corp., KeraVision, Inc., Lifespan, Inc., STAR Telecommunications, Inc., Telenetics Corp., and 3DFX Interactive, Inc.; Order of Suspension of Trading
Document Number: 2010-7958
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7958.html
Medallion Financial Corp.; Notice of Application
Document Number: 2010-7848
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of the Application: Applicant, Medallion Financial Corp. (the ``Company''), requests an order to permit it to issue restricted shares of its common stock to its officers and employees under the terms of its employee compensation plan.
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7848.html
American Vantage Companies; Notice of Application
Document Number: 2010-7847
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7847.html
Pioneer Bond Fund, et al.; Notice of Application
Document Number: 2010-7846
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7846.html
Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendment of the Fee Schedule
Document Number: 2010-7845
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7845.html
Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Cash-Settled Foreign Currency Options With One-Cent Exercise Prices
Document Number: 2010-7844
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7844.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to the Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, To Require Members To Report OTC Transactions in Equity Securities Within 30 Seconds of Execution
Document Number: 2010-7843
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7843.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain FINRA/Nasdaq Trade Reporting Facility Fees
Document Number: 2010-7842
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7842.html
Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes From Archipelago Securities LLC
Document Number: 2010-7841
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7841.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period To Receive Inbound Routes of Certain Equities Orders From Archipelago Securities LLC
Document Number: 2010-7840
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7840.html
Self-Regulatory Organizations; NASDAQ OMX BX, Inc., Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permitting Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs
Document Number: 2010-7839
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7839.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 1 To Provide for the Designation of Qualified Employees and NYSE Rule 51 To Clarify the Scope of Authority Vested in the Chief Executive Officer
Document Number: 2010-7838
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7838.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 1 To Provide for the Designation of Qualified Employees and NYSE Amex Equities Rule 51 To Clarify the Scope of Authority Vested in the Chief Executive Officer
Document Number: 2010-7837
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7837.html
Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of Proposed Rule Change Amending Its Trust Unit Rules and Proposing the Listing of the Nuveen Diversified Commodity Fund
Document Number: 2010-7836
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7836.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish $2.50 Strike Price Intervals for Options on the NASDAQ Internet Index SM
Document Number: 2010-7781
Type: Notice
Date: 2010-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/04/07/2010-7781.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.