Securities and Exchange Commission October 5, 2009 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting

Document Number: E9-24026

Type: Notice

Date: 2009-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-24026.html

Charles Schwab Investment Management, Inc., et al.; Notice of Application

Document Number: E9-23891

Type: Notice

Date: 2009-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23891.html

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Permitting Affiliation With NYFIX Millennium L.L.C. and NYFIX Securities Corporation

Document Number: E9-23854

Type: Notice

Date: 2009-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23854.html

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Permitting Affiliation With NYFIX Millennium L.L.C. and NYFIX Securities Corporation

Document Number: E9-23853

Type: Notice

Date: 2009-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23853.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Bid/Ask Differentials

Document Number: E9-23852

Type: Notice

Date: 2009-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23852.html

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Commentary .06 to Rule 903, Series of Options Open for Trading

Document Number: E9-23851

Type: Notice

Date: 2009-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23851.html

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Permitting Affiliation With NYFIX Millennium L.L.C. and NYFIX Securities Corporation

Document Number: E9-23850

Type: Notice

Date: 2009-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23850.html