Securities and Exchange Commission May 20, 2009 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Its Limited Liability Agreement
Document Number: E9-11740
Type: Notice
Date: 2009-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11740.html
Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc., Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Amend the By-Laws, Rules, and Option Floor Procedure Advices Concerning Governance of the Exchange
Document Number: E9-11739
Type: Notice
Date: 2009-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11739.html
Sunshine Act Meeting
Document Number: E9-11702
Type: Notice
Date: 2009-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11702.html
Sunshine Act Meeting; Correction
Document Number: E9-11701
Type: Notice
Date: 2009-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11701.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Filing as Amended by Amendment No. 2 Relating to Changes to Forms U4, U5, and FINRA Rule 8312
Document Number: E9-11697
Type: Notice
Date: 2009-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11697.html
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