Securities and Exchange Commission December 31, 2008 – Federal Register Recent Federal Regulation Documents

Records Services, Fee Schedule
Document Number: E8-31127
Type: Proposed Rule
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is soliciting comments on a proposed amendment to its regulation governing the fees for records services. The Commission's schedule of fees for records services will be updated using a formula for the calculation of fees under the Freedom of Information Act (``FOIA'') and language that directs FOIA requesters to the Commission's Web site. Using a formula, instead of set rates, will allow the Commission to charge fees that reflect its allowable direct costs.
Submission for OMB Review; Comment Request
Document Number: E8-31093
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-31092
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-31091
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Citigroup Global Markets Inc., et al.; Notice of Application and Temporary Order
Document Number: E8-31090
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Grail Advisors, LLC and Grail Advisors' Alpha ETF Trust; Notice of Application
Document Number: E8-31089
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Sun Life Assurance Company of Canada (U.S.), et al., Notice of Application
Document Number: E8-31088
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
UBS Securities LLC, et al.; Notice of Application and Temporary Order
Document Number: E8-31087
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application
Document Number: E8-31086
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-31085
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions