Securities and Exchange Commission November 6, 2008 – Federal Register Recent Federal Regulation Documents

Wells Fargo Funds Trust, et al.; Notice of Application

Document Number: E8-26488

Type: Notice

Date: 2008-11-06

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26488.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program

Document Number: E8-26482

Type: Notice

Date: 2008-11-06

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26482.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Maximum Term for FLEX Options

Document Number: E8-26481

Type: Notice

Date: 2008-11-06

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26481.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Establish a PORTAL Reference Database and Related Fees

Document Number: E8-26445

Type: Notice

Date: 2008-11-06

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26445.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a Financial Rebate of $.0015 per Share to the SLP That Posts Liquidity in Its Assigned Securities That Results in an Execution, Provided the SLP Meets Its Monthly Quoting Requirement for Rebates Averaging at Least 3% at the National Best Bid or the National Best Offer in Its Assigned Securities in Round Lots

Document Number: E8-26444

Type: Notice

Date: 2008-11-06

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26444.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Increase the Number of Additional Quarterly Option Series in Exchange-Traded Fund Options That May Be Listed

Document Number: E8-26443

Type: Notice

Date: 2008-11-06

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26443.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Amending the Codes of Arbitration Procedure To Establish Procedures for Arbitrators To Follow When Considering Requests for Expungement Relief

Document Number: E8-26442

Type: Notice

Date: 2008-11-06

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26442.html

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

Document Number: E8-26441

Type: Notice

Date: 2008-11-06

Agency: Securities and Exchange Commission, Agencies and Commissions

Applicant seeks an order declaring that it has ceased to be an investment company. On December 31, 1997, applicant transferred its assets to Eaton Vance Municipal Bond Fund, a series of Eaton Vance Mutual Funds Trust, based on net asset value. Expenses of $15,000 incurred in connection with the reorganization were paid by applicant. Filing Dates: The application was filed on August 11, 2008, and amended on September 29, 2008. Applicant's Address: The Eaton Vance Building, 255 State St., Boston, MA 02109.

https://regulations.justia.com/regulations/fedreg/2008/11/06/E8-26441.html