Securities and Exchange Commission November 5, 2008 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change for a Six-Month Pilot Program To Establish a New Class of NYSE Market Participants That Will Be Referred to as “Supplemental Liquidity Providers” (“SLPs”) and Will Be Designated as Exchange Rule 107B
Document Number: E8-26391
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26391.html
Allianz Life Insurance Company of North America, et al; Notice of Application
Document Number: E8-26390
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26390.html
Proposed Collection; Comment Request
Document Number: E8-26389
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26389.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Three Series of SPDR Index Shares Funds
Document Number: E8-26347
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26347.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Revise the Listing and Annual Fees Applicable to Paired Trust Shares
Document Number: E8-26346
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26346.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Document Number: E8-26345
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26345.html
Approval of Investment Adviser Registration Depository Filing Fees
Document Number: E8-26307
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'' or ``SEC'') is, for nine months, waiving Investment Adviser Registration Depository annual and initial filing fees for all advisers.
https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26307.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Limitation of Liability
Document Number: E8-26278
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26278.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Document Number: E8-26277
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/11/05/E8-26277.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.