Securities and Exchange Commission May 7, 2008 – Federal Register Recent Federal Regulation Documents

Results 1 - 20 of 20
Fidelity Rutland Square Trust, et al.; Notice of Application
Document Number: E8-9996
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9996.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 36 (Communication Between Exchange and Exchange Members' Offices)
Document Number: E8-9995
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-9995.html
Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change Amending the Certificate of Incorporation of Boston Stock Exchange, Incorporated
Document Number: E8-10072
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10072.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Term Notes
Document Number: E8-10071
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10071.html
Order Making Fiscal Year 2009 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934
Document Number: E8-10068
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10068.html
Submission for OMB Review; Comment Request
Document Number: E8-10047
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10047.html
Submission for OMB Review; Comment Request
Document Number: E8-10046
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10046.html
Submission for OMB Review; Comment Request
Document Number: E8-10045
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10045.html
Submission for OMB Review; Comment Request
Document Number: E8-10044
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10044.html
Submission for OMB Review; Comment Request
Document Number: E8-10043
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10043.html
Submission for OMB Review; Comment Request
Document Number: E8-10042
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10042.html
Submission for OMB Review; Comment Request
Document Number: E8-10041
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10041.html
Submission for OMB Review; Comment Request
Document Number: E8-10040
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10040.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Lowering the Appointment Cost of SPX Options
Document Number: E8-10039
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10039.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Eligibility Criteria for Components of an Index Underlying Investment Company Units
Document Number: E8-10025
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10025.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, To Improve Transaction Reporting of New Issues
Document Number: E8-10024
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10024.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Off-Floor LMMs
Document Number: E8-10023
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10023.html
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member's Conduct in Doing Business With the Public
Document Number: E8-10019
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10019.html
The RBB Fund, Inc. and Abundance Technologies, Inc.; Notice of Application
Document Number: E8-10015
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/E8-10015.html
In the Matter of: Health Professionals, Inc., Respondent; Order of Suspension of Trading
Document Number: 08-1235
Type: Notice
Date: 2008-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/05/07/08-1235.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.