Securities and Exchange Commission May 1, 2008 – Federal Register Recent Federal Regulation Documents

Applicant seeks an order declaring that it has ceased to be an investment company. On March 30, 2007, applicant transferred its assets to Dean Large Cap Value Fund, Dean Small Cap Value Fund, and Dean International Fund, each a series of Unified Series Trust, based on net asset value. Expenses of $131,162 incurred in connection with the reorganization were paid by Unified Fund Services, applicant's transfer agent, and Dean Investment Associates, applicant's investment adviser. Filing Dates: The application was filed on March 5, 2008, and amended on April 22, 2008. Applicant's Address: 2480 Kettering Tower, Dayton, OH 45423.