Securities and Exchange Commission May 1, 2008 – Federal Register Recent Federal Regulation Documents

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E8-9538
Type: Notice
Date: 2008-05-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On March 30, 2007, applicant transferred its assets to Dean Large Cap Value Fund, Dean Small Cap Value Fund, and Dean International Fund, each a series of Unified Series Trust, based on net asset value. Expenses of $131,162 incurred in connection with the reorganization were paid by Unified Fund Services, applicant's transfer agent, and Dean Investment Associates, applicant's investment adviser. Filing Dates: The application was filed on March 5, 2008, and amended on April 22, 2008. Applicant's Address: 2480 Kettering Tower, Dayton, OH 45423.