Securities and Exchange Commission April 9, 2008 – Federal Register Recent Federal Regulation Documents

Order Modifying the Exemption for Qualified Contingent Trades from Rule 611(a) of Regulation NMS Under the Securities Exchange Act of 1934

Document Number: E8-7446

Type: Notice

Date: 2008-04-09

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7446.html

Order Exempting Non-Convertible Preferred Securities from Rule 611(a) of Regulation NMS under the Securities Exchange Act of 1934

Document Number: E8-7445

Type: Notice

Date: 2008-04-09

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7445.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) To Make Permanent an Existing Portable Phone Pilot

Document Number: E8-7443

Type: Notice

Date: 2008-04-09

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7443.html

Submission for OMB Review; Comment Request

Document Number: E8-7397

Type: Notice

Date: 2008-04-09

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2008/04/09/E8-7397.html

Submission for OMB Review; Comment Request