Securities and Exchange Commission March 21, 2008 – Federal Register Recent Federal Regulation Documents

``Naked'' Short Selling Anti-Fraud Rule
Document Number: E8-5697
Type: Proposed Rule
Date: 2008-03-21
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is proposing an anti-fraud rule under the Securities Exchange Act of 1934 (``Exchange Act'') to address fails to deliver securities that have been associated with ``naked'' short selling. The proposed rule is intended to highlight the liability of persons that deceive specified persons about their intention or ability to deliver securities in time for settlement, including persons that deceive their broker-dealer about their locate source or ownership of shares and that fail to deliver securities by settlement date.
Submission for OMB Review; Comment Request
Document Number: E8-5679
Type: Notice
Date: 2008-03-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-5678
Type: Notice
Date: 2008-03-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-5676
Type: Notice
Date: 2008-03-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-5675
Type: Notice
Date: 2008-03-21
Agency: Securities and Exchange Commission, Agencies and Commissions