Securities and Exchange Commission February 1, 2008 – Federal Register Recent Federal Regulation Documents

Results 1 - 13 of 13
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Regarding the Use of Multiple MPIDs on the Trade Reporting Facilities and the Alternative Display Facility
Document Number: E8-1850
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1850.html
Submission for OMB Review; Comment Request
Document Number: E8-1844
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1844.html
Submission for OMB Review; Comment Request
Document Number: E8-1843
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1843.html
Submission for OMB Review; Comment Request
Document Number: E8-1841
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1841.html
Submission for OMB Review; Comment Request
Document Number: E8-1840
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1840.html
Amendment of Procedures for Payment of Fees
Document Number: E8-1839
Type: Rule
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is amending its procedures for payment of fees imposed under the federal securities laws to update the procedures and reflect the designation of U.S. Bank, N.A. (``U.S. Bank'') as the Commission's U.S. Treasury Department (``Treasury'') designated lockbox depository.
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1839.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Related to Supplemental Market Participant Identifiers
Document Number: E8-1835
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1835.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, Relating to Reserve Orders
Document Number: E8-1834
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1834.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Eliminate the One-Year Minimum Life Requirement From the Listing Standards for “Other Securities”
Document Number: E8-1833
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1833.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company To Regain Compliance With the Listing Requirements Without Modifying the Maximum Time Available Under Nasdaq Rule 4802
Document Number: E8-1832
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1832.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for CBOE Stock Exchange Permit Applicants
Document Number: E8-1789
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1789.html
Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights
Document Number: E8-1788
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1788.html
Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Make Administrative Changes to Its Routing Rules
Document Number: E8-1787
Type: Notice
Date: 2008-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2008/02/01/E8-1787.html
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