Securities and Exchange Commission October 4, 2007 – Federal Register Recent Federal Regulation Documents

Vanguard STAR Funds, et al.; Notice of Application

Document Number: E7-19639

Type: Notice

Date: 2007-10-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19639.html

Fidelity Rutland Square Trust, et al.

Document Number: E7-19631

Type: Notice

Date: 2007-10-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19631.html

Van Eck Associates Corporation, et al.; Notice of Application

Document Number: E7-19630

Type: Notice

Date: 2007-10-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19630.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System

Document Number: E7-19593

Type: Notice

Date: 2007-10-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19593.html

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

Document Number: E7-19579

Type: Notice

Date: 2007-10-04

Agency: Securities and Exchange Commission, Agencies and Commissions

Applicant seeks an order declaring that it has ceased to be an investment company. On July 24, 2007, applicant was liquidated, at which time applicant's liabilities exceeded its assets. Expenses of $6,775 incurred in connection with the liquidation were paid by applicant and Ameritor Financial Corporation, applicant's investment adviser. Filing Dates: The application was filed on July 24, 2007, and amended on September 14, 2007. Applicant's Address: 4400 MacArthur Blvd., NW., Suite 301, Washington, DC 20007.

https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19579.html

Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Its Bylaws to Confirm That an Exchange Director Cannot Participate in the Determination of Any Matter Involving an Issuer of a Security Listed or To Be Listed on the Exchange, if the Director is a Director, Officer, or Employee of the Issuer

Document Number: E7-19559

Type: Notice

Date: 2007-10-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19559.html

Self-Regulatory Organizations; American Stock Exchange LLC; Boston Stock Exchange, Inc; Chicago Board Options Exchange, Incorporated and International Securities Exchange, LLC: Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; NYSE Arca, Inc.: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade

Document Number: E7-19558

Type: Notice

Date: 2007-10-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19558.html

Submission for OMB Review; Comment Request

Document Number: E7-19549

Type: Notice

Date: 2007-10-04

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/10/04/E7-19549.html

Submission for OMB Review; Comment Request