Securities and Exchange Commission August 24, 2007 – Federal Register Recent Federal Regulation Documents

Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information

Document Number: Z7-13738

Type: Rule

Date: 2007-08-24

Agency: Internal Revenue Service, Department of Treasury, Department of the Treasury, Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/Z7-13738.html

Discussion Paper for Consideration by the SEC Advisory Committee on Improvements to Financial Reporting

Document Number: E7-16772

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

The Advisory Committee is soliciting public comment on a discussion paper prepared by the Committee Chairman, Robert Pozen. The discussion paper provides a working outline, including a discussion of issues, views and potential consideration points that the Committee may evaluate.

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16772.html

American International Group, Inc., et al.; Temporary Order and Notice of Application

Document Number: E7-16763

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

Applicants have received a temporary order exempting them from section 9(a) of the Act, with respect to an injunction entered against American International Group, Inc. (``AIG'') on February 17, 2006 by the United States District Court for the Southern District of New York (``Injunction''), from August 20, 2007, until the Commission takes final action on an application for a permanent order. Applicants also have applied for a permanent order. Applicants: AIG, AIG Annuity Life Insurance Corporation (``AIG Annuity''), AIG Annuity Insurance Company (``AIG Annuity''), AIG Equity Sales Corp. (``AIG Equity''), AIG Global Investment Corp. (``AIGGIC''), AIG Life Insurance Company (``AIG Life''), AIG SunAmerica Asset Management Corp. (``SunAmerica Asset Management''), AIG SunAmerica Capital Services, Inc. (``SunAmerica Capital''), AIG SunAmerica Life Assurance Company (``ASLAC''), American General Distributors, Inc. (``AM Distributors''), American General Equity Services Corp. (''AM Equity''), American General Life Insurance Company (``AM Life''), American International Life Assurance Company of New York (``AILAC''), Brazos Capital Management, L.P. (``Brazos''), First SunAmerica Life Insurance Company (``First SunAmerica''), The United States Life Insurance Company in the City of New York (``US Life''), and The Variable Annuity Life Insurance Company (``VALIC'') (collectively, ``Applicants'').\1\

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16763.html

Investment Company Act of 1940; In the Matter of Healthshares, Inc., Xshares Advisors LLC (Formerly, X-Shares Advisors, LLC), XShares Group LLC (Formerly, Ferghana-Wellspring, LLC) and TDAX Funds, Inc.; 420 Lexington Avenue, Suite 2550, New York, NY 10170 (812-13358)

Document Number: E7-16762

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16762.html

Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 3013 and Accompanying Interpretive Material 3013

Document Number: E7-16761

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16761.html

Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Extension and Expansion of a Pilot Program To Quote and Trade Certain Option Series in Increments of $0.01

Document Number: E7-16760

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16760.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading

Document Number: E7-16759

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16759.html

Self-Regulatory Organizations: National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Certain Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO

Document Number: E7-16758

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16758.html

Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests

Document Number: E7-16757

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16757.html

Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Its Bylaws To Prevent Exchange Director From Participating in the Determination of Any Matter Involving an Issuer of a Security Listed or To Be Listed on the Exchange if the Director Is a Director, Officer, or Employee of the Issuer

Document Number: E7-16756

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16756.html

Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Market Access Providers

Document Number: E7-16755

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16755.html

Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Sessions on XLE

Document Number: E7-16754

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16754.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules relating to the Appointment Cost for Options on the Nasdaq-100 Index Tracking Stock

Document Number: E7-16753

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16753.html

Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to a Policy Statement on the Eligibility of Foreign Securities

Document Number: E7-16752

Type: Notice

Date: 2007-08-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16752.html