Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/24?limit=200®isters=between&mode=atom2024-04-30T17:31:39-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/08/24/Z7-13738.htmlRule - Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00Z7-13738Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/Z7-13738.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16772.htmlNotice - Discussion Paper for Consideration by the SEC Advisory Committee on Improvements to Financial Reporting2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16772.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16763.htmlNotice - American International Group, Inc., et al.; Temporary Order and Notice of Application2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16763.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16762.htmlNotice - Investment Company Act of 1940; In the Matter of Healthshares, Inc., Xshares Advisors LLC (Formerly, X-Shares Advisors, LLC), XShares Group LLC (Formerly, Ferghana-Wellspring, LLC) and TDAX Funds, Inc.; 420 Lexington Avenue, Suite 2550, New York, NY 10170 (812-13358)2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16762.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16761.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 3013 and Accompanying Interpretive Material 30132007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16761Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16761.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16760.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Extension and Expansion of a Pilot Program To Quote and Trade Certain Option Series in Increments of $0.012007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16760.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16759.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16759.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16758.htmlNotice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Certain Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16758Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16758.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16757.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16757Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16757.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16756.htmlNotice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Its Bylaws To Prevent Exchange Director From Participating in the Determination of Any Matter Involving an Issuer of a Security Listed or To Be Listed on the Exchange if the Director Is a Director, Officer, or Employee of the Issuer2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16756.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16755.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Market Access Providers2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16755.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16754.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Sessions on XLE2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16754.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16753.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules relating to the Appointment Cost for Options on the Nasdaq-100 Index Tracking Stock2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16753.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/24/E7-16752.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to a Policy Statement on the Eligibility of Foreign Securities2007-08-24T00:00:00-07:002007-08-24T00:00:00-07:00E7-16752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-24/pdf/E7-16752.pdf