Securities and Exchange Commission July 9, 2007 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meetings
Document Number: E7-13272
Type: Notice
Date: 2007-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Aston Funds and Aston Asset Management LLC; Notice of Application
Document Number: E7-13191
Type: Notice
Date: 2007-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-13178
Type: Notice
Date: 2007-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-13177
Type: Notice
Date: 2007-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-13176
Type: Notice
Date: 2007-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-13164
Type: Notice
Date: 2007-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Electronic Filing and Simplification of Form D
Document Number: E7-13018
Type: Proposed Rule
Date: 2007-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing for comment proposals that would mandate the electronic filing of information required by Securities Act of 1933 Form D. We also are proposing revisions to Form D and to Regulation D in connection with the electronic filing proposals. The revisions would simplify and restructure Form D and update and revise its information requirements. The information required by Form D would be filed with us electronically through a new online filing system that would be accessible from any computer with Internet access. The data filed would be available on our Web site and would be interactive and easily searchable by regulators and members of the public who choose to access it.