Securities and Exchange Commission March 1, 2007 – Federal Register Recent Federal Regulation Documents

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E7-3555
Type: Notice
Date: 2007-03-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. On November 27, 2001, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $2,145 incurred in connection with the liquidating distribution were paid by Baxter Financial Corp., applicant's sponsor, and Eagle Growth Shares, Inc. Filing Dates: The application was filed on October 20, 2006, and amended on January 26, 2007. Applicant's Address: Federated Investors Tower, 5800 Corporate Dr., Pittsburgh, PA 15237-1200 North Federal Hwy., Suite 424, Boca Raton, FL 33432.
Proposed Rule Changes of Self-Regulatory Organizations
Document Number: 07-917
Type: Proposed Rule
Date: 2007-03-01
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is proposing to require Self-Regulatory Organizations (``SROs'') that submit proposed rule changes pursuant to Section 19(b)(7)(A) of the Securities Exchange Act of 1934 (``Act'') to file these rule changes electronically. In addition, the Commission is proposing to require SROs to post all such proposed rule changes on their Web sites. Together, the proposed amendments are designed to expand the electronic filing by SROs of proposed rule changes, making it more efficient and cost effective, and to harmonize the process of filings made under Section 19(b)(7)(A) with that already in place for filings made by SROs under Section 19(b)(1) of the Act.