Securities and Exchange Commission November 2006 – Federal Register Recent Federal Regulation Documents

Results 101 - 146 of 146
Submission for OMB Review; Comment Request
Document Number: E6-18950
Type: Notice
Date: 2006-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Fidelity Management & Research Company, et al.
Document Number: E6-18890
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collections; Comment Request
Document Number: E6-18830
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments to the Tender Offer Best-Price Rules
Document Number: E6-18815
Type: Rule
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting amendments to the language of the third-party and issuer tender offer best-price rules to clarify that the provisions apply only with respect to the consideration offered and paid for securities tendered in a tender offer. We also are amending the third- party and issuer tender offer best-price rules to provide that any consideration that is offered and paid according to employment compensation, severance or other employee benefit arrangements entered into with security holders of the subject company that meet certain requirements will not be prohibited by the rules. Finally, we are amending the third-party and issuer tender offer best-price rules to provide a safe harbor provision so that arrangements that are approved by certain independent directors of either the subject company's or the bidder's board of directors, as applicable, will not be prohibited by the rules. These amendments are intended to make it clear that the best-price rule was not intended to capture employment compensation, severance or other employee benefit arrangements. We are also making a technical amendment to correct a cross-reference in the rules that govern the ability to delegate authority for purposes of granting exemptions under the best-price rule.
Submission for OMB Review; Comment Request
Document Number: E6-18803
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18795
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18794
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18792
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18790
Type: Notice
Date: 2006-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E6-18696
Type: Notice
Date: 2006-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collections; Comment Request
Document Number: E6-18695
Type: Notice
Date: 2006-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18608
Type: Notice
Date: 2006-11-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E6-18474
Type: Notice
Date: 2006-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On June 15, 2006, applicant made a liquidating distribution to its shareholders, based on net asset value. Applicant incurred no expenses in connection with the liquidation. Filing Dates: The application was filed on August 2, 2006, and amended on August 30, 2006 and October 24, 2006. Applicant's Address: 13047 Pebblebrook Dr., Houston, TX 77079.
Submission for OMB Review; Comment Request
Document Number: E6-18361
Type: Notice
Date: 2006-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18355
Type: Notice
Date: 2006-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E6-18350
Type: Notice
Date: 2006-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions
AIG SunAmerica Life Assurance Company and Variable Annuity Account Seven, Notice of Application
Document Number: E6-18349
Type: Notice
Date: 2006-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions