Securities and Exchange Commission July 24, 2006 – Federal Register Recent Federal Regulation Documents

Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934
Document Number: 06-6410
Type: Rule
Date: 2006-07-24
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing this interpretive release with respect to the scope of ``brokerage and research services'' and client commission arrangements under Section 28(e) of the Securities Exchange Act of 1934 (``Exchange Act''). The Commission is soliciting further comment on client commission arrangements under Section 28(e).
Amendments to the Informal and Other Procedures; Public Company Accounting Oversight Board Budget Approval Process
Document Number: 06-6409
Type: Rule
Date: 2006-07-24
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``SEC'' or ``Commission'') is amending its Informal and Other Procedures to add a rule that facilitates Commission review and approval of the budget and accounting support fee for the Public Company Accounting Oversight Board (``PCAOB'' or ``Board''), which is required by the Sarbanes-Oxley Act of 2002.