Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2006/07/24?limit=200®isters=between&mode=atom2024-12-09T22:31:10-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/07/24/Z6-10762.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval To a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock[reg] (QQQQ)2006-07-24T00:00:00-07:002006-07-24T00:00:00-07:00Z6-10762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/Z6-10762.pdfhttps://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11682.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing Standards for Broad-Based Index Options2006-07-24T00:00:00-07:002006-07-24T00:00:00-07:00E6-11682Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11682.pdfhttps://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11681.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities2006-07-24T00:00:00-07:002006-07-24T00:00:00-07:00E6-11681Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11681.pdfhttps://regulations.justia.com/regulations/fedreg/2006/07/24/E6-11680.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Removing References to Outdated EPN Reports2006-07-24T00:00:00-07:002006-07-24T00:00:00-07:00E6-11680Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/E6-11680.pdfhttps://regulations.justia.com/regulations/fedreg/2006/07/24/C6-5679.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders2006-07-24T00:00:00-07:002006-07-24T00:00:00-07:00C6-5679Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/C6-5679.pdfhttps://regulations.justia.com/regulations/fedreg/2006/07/24/06-6410.htmlRule - Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 19342006-07-24T00:00:00-07:002006-07-24T00:00:00-07:0006-6410Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/06-6410.pdfhttps://regulations.justia.com/regulations/fedreg/2006/07/24/06-6409.htmlRule - Amendments to the Informal and Other Procedures; Public Company Accounting Oversight Board Budget Approval Process2006-07-24T00:00:00-07:002006-07-24T00:00:00-07:0006-6409Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-07-24/pdf/06-6409.pdf