Securities and Exchange Commission July 21, 2006 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request
Document Number: E6-11567
Type: Notice
Date: 2006-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings; Notice
Document Number: 06-6408
Type: Notice
Date: 2006-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments to Regulation SHO
Document Number: 06-6386
Type: Proposed Rule
Date: 2006-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is proposing amendments to Regulation SHO under the Securities Exchange Act of 1934 (Exchange Act). The proposed amendments are intended to further reduce the number of persistent fails to deliver in certain equity securities, by eliminating the grandfather provision and narrowing the options market maker exception. The proposals also are intended to update the market decline limitation referenced in Regulation SHO.