Securities and Exchange Commission June 21, 2006 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3210
Document Number: E6-9723
Type: Notice
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9723.html
Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”)
Document Number: E6-9695
Type: Notice
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9695.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program
Document Number: E6-9692
Type: Notice
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9692.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee for Extension of Time Requests
Document Number: E6-9691
Type: Notice
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9691.html
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change To Amend Phlx Rule 784, Reports of Options
Document Number: E6-9690
Type: Notice
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9690.html
Existing Collection; Comment Request
Document Number: E6-9689
Type: Notice
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9689.html
Amendments to Plan of Organization and Operation Effective During Emergency Conditions
Document Number: C6-5232
Type: Rule
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5232.html
Findings of Scientific Misconduct
Document Number: C6-5204
Type: Notice
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions, Office of the Secretary, Department of Health and Human Services
https://regulations.justia.com/regulations/fedreg/2006/06/21/C6-5204.html
Proposed Collection; Comment Request
Document Number: 06-5541
Type: Notice
Date: 2006-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/06/21/06-5541.html
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