Securities and Exchange Commission April 11, 2006 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
John Hancock Trust et al.; Notice of Application
Document Number: E6-5245
Type: Notice
Date: 2006-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5245.html
Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto To Amend NYSE Rule 619 To Clarify That Failure To Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent With Just and Equitable Principles of Trade
Document Number: E6-5244
Type: Notice
Date: 2006-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5244.html
Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto to Establish New NASD Rule 2290 Regarding Fairness Opinions
Document Number: E6-5237
Type: Notice
Date: 2006-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5237.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements
Document Number: E6-5236
Type: Notice
Date: 2006-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/04/11/E6-5236.html
In the Matter of Golden Apple Oil and Gas, Inc.; Order of Suspension of Trading
Document Number: 06-3485
Type: Notice
Date: 2006-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3485.html
In the Matter of KSW Industries, Inc.; Order of Suspension of Trading
Document Number: 06-3484
Type: Notice
Date: 2006-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3484.html
The Travelers Insurance Company, et al. and MetLife Investors Insurance Company, et al.
Document Number: 06-3318
Type: Notice
Date: 2006-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/04/11/06-3318.html
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