Securities and Exchange Commission March 2, 2006 – Federal Register Recent Federal Regulation Documents

Results 1 - 11 of 11
Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to Its Audit Committee
Document Number: E6-2961
Type: Notice
Date: 2006-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2961.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Allow Nasdaq To Take Certain Actions on Behalf of Its Issuers in Connection With Nasdaq's Transition to a National Securities Exchange
Document Number: E6-2960
Type: Notice
Date: 2006-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2960.html
Self-Regulatory Organizations; Pacific Exchange, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Fees and Charges
Document Number: E6-2958
Type: Notice
Date: 2006-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2958.html
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E6-2957
Type: Notice
Date: 2006-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Each applicant seeks an order declaring that it has ceased to be an investment company. On September 27, 2004, each applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $9,395, $14,129 and $71,456, respectively, incurred in connection with the liquidations were paid by each applicant. Filing Date: The applications were filed on February 9, 2006. Applicant's Address: Gateway Center Three, 100 Mulberry St., Newark, NJ 07102-4077.
https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2957.html
Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .26 to Exchange Rule 301 To Waive the Posting Requirements in Relation to Transfers for Nominal Consideration Between Employees of the Same Member Organization and New Leases
Document Number: E6-2931
Type: Notice
Date: 2006-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2931.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Membership Rules for Foreign Member Organizations
Document Number: E6-2930
Type: Notice
Date: 2006-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2930.html
Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Amendments No. 2, 3, and 4 to Proposed Rule Change To Modify the Information Contained in a Directed Order on the Boston Options Exchange
Document Number: E6-2929
Type: Notice
Date: 2006-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2929.html
Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Conversion of CAP-DI Orders
Document Number: 06-1962
Type: Notice
Date: 2006-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1962.html
Issuer Delisting; Notice of Application of MDU Resources Group, Inc. To Withdraw Its Common Stock, $1.00 Tar Value, and the Preference Share Purchase Rights Appurtenant Thereto, From Listing and Registration on the Pacific Exchange, Inc.
Document Number: 06-1954
Type: Notice
Date: 2006-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1954.html
Issuer Delisting; Notice of Application of SouthFirst Bancshares, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC
Document Number: 06-1953
Type: Notice
Date: 2006-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1953.html
Issuer Delisting; Notice of Application of MEDTOX Scientific, Inc. To Withdraw Its Common Stock, $.15 Par Value, From Listing and Registration on the American Stock Exchange LLC
Document Number: 06-1952
Type: Notice
Date: 2006-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1952.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.