Securities and Exchange Commission July 13, 2005 – Federal Register Recent Federal Regulation Documents

Submission for OMB Review; Comment Request
Document Number: E5-3710
Type: Notice
Date: 2005-07-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E5-3709
Type: Notice
Date: 2005-07-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments to the Penny Stock Rules
Document Number: 05-13737
Type: Rule
Date: 2005-07-13
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is amending the definition of ``penny stock'' as well as the requirements for providing certain information to penny stock customers. These amendments are designed to address market changes, evolving communications technology and legislative developments.
Proposed Collection; Comment Request
Document Number: 05-13715
Type: Notice
Date: 2005-07-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 05-13712
Type: Notice
Date: 2005-07-13
Agency: Securities and Exchange Commission, Agencies and Commissions