Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/07/13?limit=200&registers=between&mode=atom 2024-06-23T07:35:49-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3712.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Odd-Lots in Nasdaq Securities 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 E5-3712 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3712.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3711.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Provide for a 10-Day Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 E5-3711 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3711.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3710.html Notice - Submission for OMB Review; Comment Request 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 E5-3710 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3710.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3709.html Notice - Submission for OMB Review; Comment Request 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 E5-3709 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3709.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/E5-3708.html Notice - Securities Exchange Act of 1934; Release No. 51984/July 7, 2005; In the Matter of: The Philadelphia Stock Exchange, Inc.; Order of Summary Abrogation 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 E5-3708 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/E5-3708.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13737.html Rule - Amendments to the Penny Stock Rules 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 05-13737 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13737.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13715.html Notice - Proposed Collection; Comment Request 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 05-13715 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13715.pdf https://regulations.justia.com/regulations/fedreg/2005/07/13/05-13712.html Notice - Proposed Collection; Comment Request 2005-07-13T00:00:00-07:00 2005-07-13T00:00:00-07:00 05-13712 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-07-13/pdf/05-13712.pdf