Securities and Exchange Commission May 4, 2005 – Federal Register Recent Federal Regulation Documents

Results 1 - 10 of 10
UBS Supplementary Trust, et al.; Notice of Application
Document Number: Z5-1973
Type: Notice
Date: 2005-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/05/04/Z5-1973.html
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Option Linkage
Document Number: E5-2170
Type: Notice
Date: 2005-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2170.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Its Original Financial Listing Standards Pilot Program
Document Number: E5-2169
Type: Notice
Date: 2005-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2169.html
Edward D. Jones & Co., L.P.; Notice of Application
Document Number: E5-2167
Type: Notice
Date: 2005-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2167.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Certain Amendments to the Restated Certificate of Incorporation and the By-Laws of The Nasdaq Stock Market, Inc.
Document Number: E5-2166
Type: Notice
Date: 2005-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2166.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Modify the Assessment Process for Late Submissions of Collateral Made Through the GCF Repo Service and To Increase the Types of Securities Available To Satisfy Collateral Allocation Obligations
Document Number: E5-2165
Type: Notice
Date: 2005-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2165.html
Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Document Number: E5-2148
Type: Notice
Date: 2005-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2148.html
Regulations for the Safe Transport of Radioactive Material; Solicitation of Comments on Proposed Changes
Document Number: C5-8371
Type: Proposed Rule
Date: 2005-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions, Nuclear Regulatory Commission
https://regulations.justia.com/regulations/fedreg/2005/05/04/C5-8371.html
Sunshine Act Meeting
Document Number: 05-9019
Type: Notice
Date: 2005-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/05/04/05-9019.html
Order Making Fiscal Year 2006 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b) and 31(c) of the Securities Exchange Act of 1934
Document Number: 05-8916
Type: Notice
Date: 2005-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/05/04/05-8916.html
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