Copyright Royalty Board, Library of Congress – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extend the Operation of Its New Market Model Pilot Until October 31, 2015
Document Number: 2015-18879
Type: Notice
Date: 2015-08-03
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/03/2015-18879.html
Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change To Codify Procedures for Resizing the Options Clearing Corporation's Clearing Fund on a Monthly Basis and Increasing Such Clearing Fund Size on an Intra-Month Basis
Document Number: 2015-18770
Type: Notice
Date: 2015-07-31
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18770.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Framework
Document Number: 2015-18769
Type: Notice
Date: 2015-07-31
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18769.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Document Number: 2015-18768
Type: Notice
Date: 2015-07-31
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18768.html
Submission for OMB Review; Comment Request
Document Number: 2015-18767
Type: Notice
Date: 2015-07-31
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18767.html
Submission for OMB Review; Comment Request
Document Number: 2015-18766
Type: Notice
Date: 2015-07-31
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18766.html
Submission of OMB Review; Comment Request
Document Number: 2015-18765
Type: Notice
Date: 2015-07-31
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18765.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period of the BATS Exchange, Inc. Supplemental Competitive Liquidity Provider Program
Document Number: 2015-18636
Type: Notice
Date: 2015-07-30
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/30/2015-18636.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Introduce an Additional Data Element to the IPO Indicator Service
Document Number: 2015-18635
Type: Notice
Date: 2015-07-30
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/30/2015-18635.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Document Number: C1-2015-17660
Type: Notice
Date: 2015-07-29
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/29/C1-2015-17660.html
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Price Check Parameters
Document Number: 2015-18540
Type: Notice
Date: 2015-07-29
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18540.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7014(g) Concerning Rebates Available Under the NBBO Program
Document Number: 2015-18539
Type: Notice
Date: 2015-07-29
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18539.html
Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 612 Regarding the Reset on Quote Functionality Included in the MIAX Aggregate Risk Manager
Document Number: 2015-18537
Type: Notice
Date: 2015-07-29
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18537.html
Joint Industry Plan; Order Approving Amendment No. 35 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.
Document Number: 2015-18393
Type: Notice
Date: 2015-07-29
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18393.html
Consolidated Tape Association; Order Approving the Twenty Second Substantive Amendment to the Second Restatement of the CTA Plan and Sixteenth Substantive Amendment to the Restated CQ Plan
Document Number: 2015-18392
Type: Notice
Date: 2015-07-29
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18392.html
Sunshine Act Meeting
Document Number: 2015-18599
Type: Notice
Date: 2015-07-28
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18599.html
Sunshine Act Meeting
Document Number: 2015-18571
Type: Notice
Date: 2015-07-28
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18571.html
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Related to Obvious Errors
Document Number: 2015-18538
Type: Notice
Date: 2015-07-28
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18538.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Document Number: 2015-18277
Type: Notice
Date: 2015-07-28
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18277.html
Proposed Collection; Comment Request
Document Number: 2015-18325
Type: Notice
Date: 2015-07-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18325.html
BPV Capital Management, LLC and BPV Family of Funds; Notice of Application
Document Number: 2015-18324
Type: Notice
Date: 2015-07-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18324.html
Proposed Collection; Comment Request
Document Number: 2015-18323
Type: Notice
Date: 2015-07-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18323.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Order Routing
Document Number: 2015-18276
Type: Notice
Date: 2015-07-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18276.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II
Document Number: 2015-18275
Type: Notice
Date: 2015-07-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18275.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Expire CBOE Volatility Index Options Every Week
Document Number: 2015-18274
Type: Notice
Date: 2015-07-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18274.html
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A to Extend the Pilot Period for Certain Aspects of the PRIME Auction to July 18, 2016
Document Number: 2015-18136
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18136.html
Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change Regarding the Discontinuance of the Distribution of Fractional Shares in Respect of Corporate Actions for New Issues in DTC's System
Document Number: 2015-18135
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18135.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 1092 and 124, and Modify the Phlx Pricing Schedule
Document Number: 2015-18134
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18134.html
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretive Material to BOX Rule 8050 To Indicate That Market Makers Will Not Be Obligated To Quote in Adjusted Option Series and To Define What Qualifies as an Adjusted Options Series
Document Number: 2015-18133
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18133.html
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Routing Order Rule
Document Number: 2015-18132
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18132.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Document Number: 2015-18131
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18131.html
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Document Number: 2015-18130
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18130.html
Self-Regulatory Organizations; NYSEArca, Inc.; NYSEMKT LLC; Order Approving Proposed Rule Changes Relating to the Complex Order Auction Process and Order Exposure Requirements
Document Number: 2015-18129
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18129.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Document Number: 2015-18128
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18128.html
Investment Company Act of 1940; Release No. 31719/July 20, 2015; Order under Sections 6(c) and 17(b) of the Investment Company Act of 1940
Document Number: 2015-18127
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18127.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Document Number: 2015-18035
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18035.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.6, 11.8, 11.9, 11.10 and 11.11 to Align With Similar Rules of the BATS Exchange, Inc.
Document Number: 2015-18034
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18034.html
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP
Document Number: 2015-18033
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18033.html
Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program
Document Number: 2015-18032
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18032.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Document Number: 2015-18031
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18031.html
Broms Asset Management NextShares Trust, et al.; Notice of Application
Document Number: 2015-18030
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18030.html
Pioneer ETMF Series Trust I, et al.; Notice of Application
Document Number: 2015-18029
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18029.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports)
Document Number: 2015-17972
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17972.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook
Document Number: 2015-17971
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17971.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities
Document Number: 2015-17899
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17899.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.600
Document Number: 2015-17898
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17898.html
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Settlement Service Guide To Allow Participants To Elect To Receive Certain New Transactional and Settlement Balance Files and Effect a Related Amendment to the DTC Fee Schedule
Document Number: 2015-17897
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17897.html
Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Relating to Decimal Pricing for Spread Transactions
Document Number: 2015-17896
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17896.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Document Number: 2015-17895
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17895.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF Under NYSE Arca Equities Rule 5.2(j)(3)
Document Number: 2015-17894
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17894.html
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