Copyright Royalty Board, Library of Congress – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Document Number: 2015-17893
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17893.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 1080(n), Price Improvement XL (“PIXLSM
Document Number: 2015-17892
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17892.html
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM
Document Number: 2015-17891
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17891.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Total Return Active Exchange-Traded Fund
Document Number: 2015-17890
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17890.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM and FLEX AIM
Document Number: 2015-17889
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17889.html
Sunshine Act Meeting
Document Number: 2015-17970
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17970.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.600
Document Number: 2015-17780
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17780.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities
Document Number: 2015-17779
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17779.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NY Until July 18, 2016
Document Number: 2015-17759
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17759.html
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc.
Document Number: 2015-17758
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17758.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Governing Fees and Credits Assessed for Execution and Routing
Document Number: 2015-17757
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17757.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc.
Document Number: 2015-17756
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17756.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names
Document Number: 2015-17755
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17755.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, and Singly-Listed Options
Document Number: 2015-17754
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17754.html
Crescent Capital Group, LP; Notice of Application
Document Number: 2015-17715
Type: Notice
Date: 2015-07-20
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17715.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Document Number: 2015-17660
Type: Notice
Date: 2015-07-20
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17660.html
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 307 and 309 To Extend the SPY Pilot Program
Document Number: 2015-17659
Type: Notice
Date: 2015-07-20
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17659.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV
Document Number: 2015-17658
Type: Notice
Date: 2015-07-20
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17658.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share
Document Number: 2015-17657
Type: Notice
Date: 2015-07-20
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17657.html
Horace Mann Life Insurance Company, et al; Notice of Application
Document Number: 2015-17575
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17575.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSE Rule 13 and Related Rules Governing Order Types and Modifiers
Document Number: 2015-17536
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17536.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSEMKT Rule 13-Equities and Related Rules Governing Order Types and Modifiers
Document Number: 2015-17535
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17535.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule
Document Number: 2015-17534
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17534.html
Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY
Document Number: 2015-17500
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17500.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Section II of the Pricing Schedule
Document Number: 2015-17496
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17496.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares That Are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement Is Not Required
Document Number: 2015-17495
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17495.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares That are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement Is Not Required
Document Number: 2015-17494
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17494.html
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Document Number: 2015-17493
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17493.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Document Number: 2015-17492
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17492.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various References to Rule 1080.08
Document Number: 2015-17491
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17491.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Document Number: 2015-17490
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17490.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a Pricing Tier Applicable to Orders of ETP Holders for Tape A, Tape B and Tape C Securities That Are Eligible To Be Routed Away From the Exchange
Document Number: 2015-17489
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17489.html
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
Document Number: 2015-17488
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17488.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program
Document Number: C1-2015-16270
Type: Notice
Date: 2015-07-16
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/16/C1-2015-16270.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Require Members To Report Transactions in TRACE-Eligible Securities as Soon as Practicable
Document Number: 2015-17402
Type: Notice
Date: 2015-07-16
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17402.html
Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Concerning the Implementation of New Risk Models in Order To Support the Clearance and Settlement of Asian-Style Flexibly Structured Options and Flexibly Structured Cliquet Options
Document Number: 2015-17400
Type: Notice
Date: 2015-07-16
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17400.html
Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Credit Default Swap Risk Policies
Document Number: 2015-17399
Type: Notice
Date: 2015-07-16
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17399.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule, as Modified by Amendment No. 1, To Introduce Asian Style Settlement and Cliquet Style Settlement for FLexible Exchange Broad-Based Index Options
Document Number: 2015-17398
Type: Notice
Date: 2015-07-16
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17398.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Midpoint Peg Post-Only Order Under Rule 3301A(b)
Document Number: 2015-17397
Type: Notice
Date: 2015-07-16
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17397.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relating to Non-Penny Pilot Options Fees
Document Number: 2015-17396
Type: Notice
Date: 2015-07-16
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17396.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Document Number: 2015-17395
Type: Notice
Date: 2015-07-16
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17395.html
Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; NASDAQ OMX BX, Inc.; The NASDAQ Stock Market LLC; NASDAQ OMX PHLX LLC; Stock Clearing Corporation of Philadelphia; Order Approving Proposed Rule Changes To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Document Number: 2015-17394
Type: Notice
Date: 2015-07-16
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17394.html
Submission Collection; Comment Request
Document Number: 2015-17393
Type: Notice
Date: 2015-07-16
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17393.html
Submission for OMB Review; Comment Request
Document Number: 2015-17392
Type: Notice
Date: 2015-07-16
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17392.html
In the Matter of Smart Ventures, Inc.; Order of Suspension of Trading
Document Number: 2015-17445
Type: Notice
Date: 2015-07-15
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17445.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Rule 904 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Document Number: 2015-17304
Type: Notice
Date: 2015-07-15
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17304.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Document Number: 2015-17303
Type: Notice
Date: 2015-07-15
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17303.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Document Number: 2015-17302
Type: Notice
Date: 2015-07-15
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17302.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Document Number: 2015-17301
Type: Notice
Date: 2015-07-15
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17301.html
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Document Number: 2015-17300
Type: Notice
Date: 2015-07-15
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17300.html