Copyright Royalty Board, Library of Congress – Federal Register Recent Federal Regulation Documents

Results 451 - 500 of 678
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II
Document Number: 2015-18275
Type: Notice
Date: 2015-07-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18275.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Expire CBOE Volatility Index Options Every Week
Document Number: 2015-18274
Type: Notice
Date: 2015-07-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18274.html
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A to Extend the Pilot Period for Certain Aspects of the PRIME Auction to July 18, 2016
Document Number: 2015-18136
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18136.html
Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change Regarding the Discontinuance of the Distribution of Fractional Shares in Respect of Corporate Actions for New Issues in DTC's System
Document Number: 2015-18135
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18135.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 1092 and 124, and Modify the Phlx Pricing Schedule
Document Number: 2015-18134
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18134.html
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretive Material to BOX Rule 8050 To Indicate That Market Makers Will Not Be Obligated To Quote in Adjusted Option Series and To Define What Qualifies as an Adjusted Options Series
Document Number: 2015-18133
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18133.html
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Routing Order Rule
Document Number: 2015-18132
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18132.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Document Number: 2015-18131
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18131.html
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Document Number: 2015-18130
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18130.html
Self-Regulatory Organizations; NYSEArca, Inc.; NYSEMKT LLC; Order Approving Proposed Rule Changes Relating to the Complex Order Auction Process and Order Exposure Requirements
Document Number: 2015-18129
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18129.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Document Number: 2015-18128
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18128.html
Investment Company Act of 1940; Release No. 31719/July 20, 2015; Order under Sections 6(c) and 17(b) of the Investment Company Act of 1940
Document Number: 2015-18127
Type: Notice
Date: 2015-07-24
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18127.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Document Number: 2015-18035
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18035.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.6, 11.8, 11.9, 11.10 and 11.11 to Align With Similar Rules of the BATS Exchange, Inc.
Document Number: 2015-18034
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18034.html
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP
Document Number: 2015-18033
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18033.html
Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program
Document Number: 2015-18032
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18032.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Document Number: 2015-18031
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18031.html
Broms Asset Management NextShares Trust, et al.; Notice of Application
Document Number: 2015-18030
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18030.html
Pioneer ETMF Series Trust I, et al.; Notice of Application
Document Number: 2015-18029
Type: Notice
Date: 2015-07-23
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18029.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports)
Document Number: 2015-17972
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17972.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook
Document Number: 2015-17971
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17971.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities
Document Number: 2015-17899
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17899.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.600
Document Number: 2015-17898
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17898.html
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Settlement Service Guide To Allow Participants To Elect To Receive Certain New Transactional and Settlement Balance Files and Effect a Related Amendment to the DTC Fee Schedule
Document Number: 2015-17897
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17897.html
Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Relating to Decimal Pricing for Spread Transactions
Document Number: 2015-17896
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17896.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Document Number: 2015-17895
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17895.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF Under NYSE Arca Equities Rule 5.2(j)(3)
Document Number: 2015-17894
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17894.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Document Number: 2015-17893
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17893.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 1080(n), Price Improvement XL (“PIXLSM
Document Number: 2015-17892
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17892.html
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM
Document Number: 2015-17891
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17891.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Total Return Active Exchange-Traded Fund
Document Number: 2015-17890
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17890.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM and FLEX AIM
Document Number: 2015-17889
Type: Notice
Date: 2015-07-22
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17889.html
Sunshine Act Meeting
Document Number: 2015-17970
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17970.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.600
Document Number: 2015-17780
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17780.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities
Document Number: 2015-17779
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17779.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NY Until July 18, 2016
Document Number: 2015-17759
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17759.html
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc.
Document Number: 2015-17758
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17758.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Governing Fees and Credits Assessed for Execution and Routing
Document Number: 2015-17757
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17757.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc.
Document Number: 2015-17756
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17756.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names
Document Number: 2015-17755
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17755.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, and Singly-Listed Options
Document Number: 2015-17754
Type: Notice
Date: 2015-07-21
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17754.html
Crescent Capital Group, LP; Notice of Application
Document Number: 2015-17715
Type: Notice
Date: 2015-07-20
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17715.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Document Number: 2015-17660
Type: Notice
Date: 2015-07-20
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17660.html
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 307 and 309 To Extend the SPY Pilot Program
Document Number: 2015-17659
Type: Notice
Date: 2015-07-20
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17659.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV
Document Number: 2015-17658
Type: Notice
Date: 2015-07-20
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17658.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share
Document Number: 2015-17657
Type: Notice
Date: 2015-07-20
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17657.html
Horace Mann Life Insurance Company, et al; Notice of Application
Document Number: 2015-17575
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17575.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSE Rule 13 and Related Rules Governing Order Types and Modifiers
Document Number: 2015-17536
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17536.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSEMKT Rule 13-Equities and Related Rules Governing Order Types and Modifiers
Document Number: 2015-17535
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17535.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule
Document Number: 2015-17534
Type: Notice
Date: 2015-07-17
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17534.html
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