Copyright Royalty Board, Library of Congress – Federal Register Recent Federal Regulation Documents

Results 251 - 300 of 695
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Document Number: 2015-22490
Type: Notice
Date: 2015-09-08
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/08/2015-22490.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material, Non-Public Information by Market Makers by Deleting Rule 810
Document Number: 2015-21958
Type: Notice
Date: 2015-09-04
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21958.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Raise the NYSE Crossing Session II Fee Cap
Document Number: 2015-21957
Type: Notice
Date: 2015-09-04
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21957.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Pilot
Document Number: 2015-21956
Type: Notice
Date: 2015-09-04
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21956.html
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2015-21955
Type: Notice
Date: 2015-09-04
Agency: Copyright Royalty Board, Library of Congress
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant transferred its assets to Cornerstone Strategic Value Fund, Inc., and on June 26, 2015, made a distribution to its shareholders based on net asset value. Expenses of $335,585 incurred in connection with the reorganization were paid by applicant and the acquiring fund. Filing Dates: The application was filed on June 30, 2015, and amended on July 30, 2015. Applicant's Address: 48 Wall St., 22nd Floor, New York, NY 10005.
https://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21955.html
The Glenmede Portfolios and Glenmede Investment Management LP; Notice of Application
Document Number: 2015-21954
Type: Notice
Date: 2015-09-04
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21954.html
In the Matter of China Fruits Corporation, Order of Suspension of Trading
Document Number: 2015-21975
Type: Notice
Date: 2015-09-03
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21975.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as EDGX Book Viewer
Document Number: 2015-21873
Type: Notice
Date: 2015-09-03
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21873.html
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as EDGA Book Viewer
Document Number: 2015-21872
Type: Notice
Date: 2015-09-03
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21872.html
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees a Market Data Product Known as BYX Book Viewer
Document Number: 2015-21871
Type: Notice
Date: 2015-09-03
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21871.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as BZX Book Viewer
Document Number: 2015-21870
Type: Notice
Date: 2015-09-03
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21870.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories
Document Number: 2015-21869
Type: Notice
Date: 2015-09-03
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21869.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Require Members To Report Transactions in TRACE-Eligible Securities as Soon as Practicable
Document Number: 2015-21868
Type: Notice
Date: 2015-09-03
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21868.html
Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Minimum IRS Guaranty Fund Contribution of IRS Clearing Members
Document Number: 2015-21867
Type: Notice
Date: 2015-09-03
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21867.html
Full Circle Capital Corporation et al.; Notice of Application
Document Number: 2015-21866
Type: Notice
Date: 2015-09-03
Agency: Copyright Royalty Board, Library of Congress
Applicants request an order to permit a business development company (``BDC'') and certain affiliated investment funds to co-invest in portfolio companies with each other and with other affiliated investment funds.
https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21866.html
Self-Regulatory Organizations; BOX Options Exchange LLC; Order Granting Approval of a Proposed Rule Change To Implement the Governance Provisions of an Equity Rights Program
Document Number: 2015-21672
Type: Notice
Date: 2015-09-02
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21672.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
Document Number: 2015-21671
Type: Notice
Date: 2015-09-02
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21671.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members
Document Number: 2015-21670
Type: Notice
Date: 2015-09-02
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21670.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.26 Relating to the Reactivation of NSX
Document Number: 2015-21669
Type: Notice
Date: 2015-09-02
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21669.html
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.26 Relating to the Reactivation of NSX
Document Number: 2015-21668
Type: Notice
Date: 2015-09-02
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21668.html
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4 Relating to the Reactivation of NSX
Document Number: 2015-21667
Type: Notice
Date: 2015-09-02
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21667.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4 Relating to the Reactivation of NSX
Document Number: 2015-21666
Type: Notice
Date: 2015-09-02
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21666.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Manipulative Operations
Document Number: 2015-21665
Type: Notice
Date: 2015-09-02
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21665.html
Sunshine Act Meeting
Document Number: 2015-21664
Type: Notice
Date: 2015-09-01
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21664.html
Order Making Fiscal Year 2016 Annual Adjustments to Registration Fee Rates
Document Number: 2015-21562
Type: Notice
Date: 2015-09-01
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21562.html
Submission for OMB Review; Comment Request
Document Number: 2015-21556
Type: Notice
Date: 2015-09-01
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21556.html
Submission for OMB Review; Comment Request
Document Number: 2015-21555
Type: Notice
Date: 2015-09-01
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21555.html
Starwood Capital Group Management, LLC; Notice of Application
Document Number: 2015-21554
Type: Notice
Date: 2015-09-01
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21554.html
Proposed Collection; Comment Request
Document Number: 2015-21553
Type: Notice
Date: 2015-09-01
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21553.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Document Number: 2015-21552
Type: Notice
Date: 2015-09-01
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21552.html
Notice of Filing and Request for Comment on Chicago Mercantile Exchange Inc.'s Request To Withdraw From Registration as a Clearing Agency
Document Number: 2015-21551
Type: Notice
Date: 2015-09-01
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21551.html
Submission for OMB Review; Comment Request
Document Number: 2015-21550
Type: Notice
Date: 2015-09-01
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21550.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 3280 (Private Securities Transactions of an Associated Person) in the Consolidated FINRA Rulebook
Document Number: 2015-21405
Type: Notice
Date: 2015-08-31
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21405.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross (“QCC”) Orders
Document Number: 2015-21404
Type: Notice
Date: 2015-08-31
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21404.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Document Number: 2015-21403
Type: Notice
Date: 2015-08-31
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21403.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Document Number: 2015-21402
Type: Notice
Date: 2015-08-31
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21402.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-12, on Registration, and MSRB Rule A-13, on Underwriting and Transaction Assessments for Brokers, Dealers and Municipal Securities Dealers
Document Number: 2015-21296
Type: Notice
Date: 2015-08-28
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/28/2015-21296.html
Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Proposed Rule Change Regarding Reportable Position and Ownership and Control Reporting Clarifications
Document Number: 2015-21209
Type: Notice
Date: 2015-08-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21209.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options Regulatory Fee
Document Number: 2015-21208
Type: Notice
Date: 2015-08-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21208.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Derivative Instruments by the SPDR Blackstone/GSO Senior Loan ETF
Document Number: 2015-21207
Type: Notice
Date: 2015-08-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21207.html
The RBB Fund, Inc. and Abbey Capital Limited; Notice of Application
Document Number: 2015-21206
Type: Notice
Date: 2015-08-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21206.html
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt a Kill Switch
Document Number: 2015-21081
Type: Notice
Date: 2015-08-27
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21081.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 2.11, BATS Trading as Outbound Router
Document Number: 2015-21083
Type: Notice
Date: 2015-08-26
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21083.html
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 2.11, BATS Trading as Outbound Router
Document Number: 2015-21082
Type: Notice
Date: 2015-08-26
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21082.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Kill Switch for NOM
Document Number: 2015-21080
Type: Notice
Date: 2015-08-26
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21080.html
Sunshine Act Meeting
Document Number: 2015-21079
Type: Notice
Date: 2015-08-25
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-21079.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AltShares Long/Short High Yield Fund of ETFis Series Trust I
Document Number: 2015-20937
Type: Notice
Date: 2015-08-25
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20937.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors
Document Number: 2015-20936
Type: Notice
Date: 2015-08-25
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20936.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Rule 6.53C and Complex Orders on the Hybrid System
Document Number: 2015-20935
Type: Notice
Date: 2015-08-25
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20935.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual (the “Manual”) To (i) Amend the Suite of Complimentary Products and Services That Are Offered to Certain Current and Newly Listed Companies, (ii) Update the Value of Complimentary Products and Services Offered to Listed Companies, and (iii) Provide That Complimentary Products and Services Would Also Be Offered to Companies that Transfer Their Listing to the Exchange From Another National Securities Exchange
Document Number: 2015-20934
Type: Notice
Date: 2015-08-25
Agency: Copyright Royalty Board, Library of Congress
https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20934.html
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