Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Framework, 45688-45689 [2015-18769]

Download as PDF 45688 Federal Register / Vol. 80, No. 147 / Friday, July 31, 2015 / Notices it filed with the Postal Regulatory Commission a Request of the United States Postal Service to Add Priority Mail Contract 137 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2015–73, CP2015–111. Stanley F. Mires, Attorney, Federal Compliance. gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on July 24, 2015, it filed with the Postal Regulatory Commission a Request of the United States Postal Service to Add Priority Mail Contract 134 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2015–70, CP2015–108. Stanley F. Mires, Attorney, Federal Compliance. [FR Doc. 2015–18774 Filed 7–30–15; 8:45 am] BILLING CODE 7710–12–P [FR Doc. 2015–18779 Filed 7–30–15; 8:45 am] BILLING CODE 7710–12–P POSTAL SERVICE POSTAL SERVICE Postal ServiceTM. ACTION: Notice. Product Change—Priority Mail Express and Priority Mail Negotiated Service Agreement The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule’s Competitive Products List. DATES: Effective date: July 31, 2015. FOR FURTHER INFORMATION CONTACT: Elizabeth A. Reed, 202–268–3179. SUPPLEMENTARY INFORMATION: The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on July 27, 2015, it filed with the Postal Regulatory Commission a Request of the United States Postal Service to Add Priority Mail Contract 138 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2015–74, CP2015–112. SUMMARY: Stanley F. Mires, Attorney, Federal Compliance. [FR Doc. 2015–18773 Filed 7–30–15; 8:45 am] [FR Doc. 2015–18775 Filed 7–30–15; 8:45 am] Postal ServiceTM. ACTION: Notice. AGENCY: The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule’s Competitive Products List. DATES: Effective date: July 31, 2015. FOR FURTHER INFORMATION CONTACT: Elizabeth A. Reed, 202–268–3179. SUPPLEMENTARY INFORMATION: The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on July 24, 2015, it filed with the Postal Regulatory Commission a Request of the United States Postal Service to Add Priority Mail Express & Priority Mail Contract 19 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2015–69, CP2015–107. SUMMARY: BILLING CODE 7710–12–P POSTAL SERVICE Stanley F. Mires, Attorney, Federal Compliance. [FR Doc. 2015–18780 Filed 7–30–15; 8:45 am] Product Change—Priority Mail Negotiated Service Agreement BILLING CODE 7710–12–P Postal ServiceTM. ACTION: Notice. POSTAL SERVICE AGENCY: The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule’s Competitive Products List. DATES: Effective date: July 31, 2015. FOR FURTHER INFORMATION CONTACT: Elizabeth A. Reed, 202–268–3179. SUPPLEMENTARY INFORMATION: The United States Postal Service® hereby asabaliauskas on DSK5VPTVN1PROD with NOTICES SUMMARY: VerDate Sep<11>2014 17:44 Jul 30, 2015 Jkt 235001 Product Change—Priority Mail Negotiated Service Agreement Postal ServiceTM. Notice. AGENCY: ACTION: The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule’s Competitive Products List. DATES: Effective date: July 31, 2015. SUMMARY: PO 00000 Frm 00050 Fmt 4703 Elizabeth A. Reed, 202–268–3179. The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on July 27, 2015, it filed with the Postal Regulatory Commission a Request of the United States Postal Service to Add Priority Mail Contract 136 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2015–72, CP2015–110. SUPPLEMENTARY INFORMATION: Stanley F. Mires, Attorney, Federal Compliance. Product Change—Priority Mail Negotiated Service Agreement AGENCY: FOR FURTHER INFORMATION CONTACT: Sfmt 4703 BILLING CODE 7710–12–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–75529; File No. SR–ICC– 2015–009] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Framework July 27, 2015. On May 28, 2015, ICE Clear Credit LLC (‘‘ICC’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to make revisions to the ICC Risk Management Framework (SR–ICC– 2015–009). The proposed rule change was published for comment in the Federal Register on June 12, 2015.3 To date, the Commission has not received comments on the proposal. Section 19(b)(2) of the Act 4 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day from the 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 Securities Exchange Act Release No. 34–75119 (Jun. 8, 2015), 80 FR 33573 (Jun. 12, 2015) (SR–ICC– 2015–009). 4 15 U.S.C. 78s(b)(2). 2 17 E:\FR\FM\31JYN1.SGM 31JYN1 Federal Register / Vol. 80, No. 147 / Friday, July 31, 2015 / Notices publication of notice of filing of this proposed rule change is July 27, 2015. The Commission is extending the 45day time period for Commission action on the proposed rule change. ICC’s proposed rule change would revise the ICC Risk Management Framework to extend its General Wrong Way Risk framework to the portfolio level to account for the potential accumulation of portfolio wrong way risk through Risk Factor specific wrong way risk exposures. The Commission finds it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider ICC’s proposed rule change. Accordingly, the Commission, pursuant to section 19(b)(2) of the Act,5 designates September 10, 2015, as the date by which the Commission should either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change (File No. SR–ICC–2015– 009). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Robert W. Errett, Deputy Secretary. [FR Doc. 2015–18769 Filed 7–30–15; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Submission of OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 20549–2736. asabaliauskas on DSK5VPTVN1PROD with NOTICES Extension: Rule 31a–2; SEC File No. 270–174, OMB Control No. 3235–0179. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (the ‘‘Commission’’) has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below. Section 31(a)(1) of the Investment Company Act of 1940 (the ‘‘Act’’) (15 U.S.C. 80a–30(a)(1)) requires registered investment companies (‘‘funds’’) and certain underwriters, broker-dealers, investment advisers, and depositors to maintain and preserve records as 5 15 6 17 U.S.C. 78s(b)(2). CFR 200.30–3(a)(31). VerDate Sep<11>2014 17:44 Jul 30, 2015 Jkt 235001 prescribed by Commission rules. Rule 31a–1 under the Act (17 CFR 270.31a– 1) specifies the books and records that each of these entities must maintain. Rule 31a–2 under the Act (17 CFR 270.31a–2), which was adopted on April 17, 1944, specifies the time periods that entities must retain certain books and records, including those required to be maintained under rule 31a–1. Rule 31a–2 requires the following: 1. Every fund must preserve permanently, and in an easily accessible place for the first two years, all books and records required under rule 31a– 1(b)(1)–(4).1 2. Every fund must preserve for at least six years, and in an easily accessible place for the first two years: a. All books and records required under rule 31a–1(b)(5)–(12); 2 b. all vouchers, memoranda, correspondence, checkbooks, bank statements, canceled checks, cash reconciliations, canceled stock certificates, and all schedules evidencing and supporting each computation of net asset value of fund shares, and other documents required to be maintained by rule 31a–1(a) and not enumerated in rule 31a–1(b); c. any advertisement, pamphlet, circular, form letter or other sales literature addressed or intended for distribution to prospective investors; d. any record of the initial determination that a director is not an interested person of the fund, and each subsequent determination that the director is not an interested person of the fund, including any questionnaire and any other document used to determine that a director is not an interested person of the company; e. any materials used by the disinterested directors of a fund to determine that a person who is acting as legal counsel to those directors is an independent legal counsel; and f. any documents or other written information considered by the directors 1 These include, among other records, journals detailing daily purchases and sales of securities, general and auxiliary ledgers reflecting all asset, liability, reserve, capital, income and expense accounts, separate ledgers reflecting separately for each portfolio security as of the trade date all ‘‘long’’ and ‘‘short’’ positions carried by the fund for its own account, and corporate charters, certificates of incorporation, by-laws and minute books. 2 These include, among other records, records of each brokerage order given in connection with purchases and sales of securities by the fund, records of all other portfolio purchases or sales, records of all puts, calls, spreads, straddles or other options in which the fund has an interest, has granted, or has guaranteed, records of proof of money balances in all ledger accounts, files of all advisory material received from the investment adviser, and memoranda identifying persons, committees, or groups authorizing the purchase or sale of securities for the fund. PO 00000 Frm 00051 Fmt 4703 Sfmt 4703 45689 of the fund pursuant to section 15(c) of the Act (15 U.S.C. 80a–15(c)) in approving the terms or renewal of a contract or agreement between the fund and an investment advisor.3 3. Every underwriter, broker, or dealer that is a majority-owned subsidiary of a fund must preserve records required to be preserved by brokers and dealers under rules adopted under section 17 of the Securities Exchange Act of 1934 (15 U.S.C. 78q) (‘‘section 17’’) for the periods established in those rules. 4. Every depositor of a fund, and every principal underwriter of a fund (other than a closed-end fund), must preserve for at least six years records required to be maintained by brokers and dealers under rules adopted under section 17 to the extent the records are necessary or appropriate to record the entity’s transactions with the fund. 5. Every investment adviser that is a majority-owned subsidiary of a fund must preserve the records required to be preserved by investment advisers under rules adopted under section 204 of the Investment Advisers Act of 1940 (15 U.S.C. 80b–4) (‘‘section 204’’) for the periods specified in those rules. 6. Every investment adviser that is not a majority-owned subsidiary of a fund must preserve for at least six years records required to be maintained by registered investment advisers under rules adopted under section 204 to the extent the records are necessary or appropriate to reflect the adviser’s transactions with the fund. The records required to be maintained and preserved under this part may be maintained and preserved for the required time by, or on behalf of, a fund on (i) micrographic media, including microfilm, microfiche, or any similar medium, or (ii) electronic storage media, including any digital storage medium or system that meets the terms of rule 31a– 2(f). The fund, or person that maintains and preserves records on its behalf, must arrange and index the records in a way that permits easy location, access, and retrieval of any particular record.4 3 Section 15 of the Act requires that fund directors, including a majority of independent directors, annually approve the fund’s advisory contract and that the directors first obtain from the adviser the information reasonably necessary to evaluate the contract. The information request requirement in section 15 provides fund directors, including independent directors, a tool for obtaining the information they need to represent shareholder interests. 4 In addition, the fund, or person who maintains and preserves records for the fund, must provide promptly any of the following that the Commission (by its examiners or other representatives) or the directors of the fund may request: (A) A legible, true, and complete copy of the record in the medium and format in which it is stored; (B) a E:\FR\FM\31JYN1.SGM Continued 31JYN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 80, Number 147 (Friday, July 31, 2015)]
[Notices]
[Pages 45688-45689]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-18769]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-75529; File No. SR-ICC-2015-009]


Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of 
Designation of Longer Period for Commission Action on Proposed Rule 
Change To Revise the ICC Risk Management Framework

July 27, 2015.
    On May 28, 2015, ICE Clear Credit LLC (``ICC'') filed with the 
Securities and Exchange Commission (``Commission''), pursuant to 
section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ 
and Rule 19b-4 thereunder,\2\ a proposed rule change to make revisions 
to the ICC Risk Management Framework (SR-ICC-2015-009). The proposed 
rule change was published for comment in the Federal Register on June 
12, 2015.\3\ To date, the Commission has not received comments on the 
proposal.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ Securities Exchange Act Release No. 34-75119 (Jun. 8, 2015), 
80 FR 33573 (Jun. 12, 2015) (SR-ICC-2015-009).
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    Section 19(b)(2) of the Act \4\ provides that within 45 days of the 
publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
45th day from the

[[Page 45689]]

publication of notice of filing of this proposed rule change is July 
27, 2015.
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    \4\ 15 U.S.C. 78s(b)(2).
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    The Commission is extending the 45-day time period for Commission 
action on the proposed rule change. ICC's proposed rule change would 
revise the ICC Risk Management Framework to extend its General Wrong 
Way Risk framework to the portfolio level to account for the potential 
accumulation of portfolio wrong way risk through Risk Factor specific 
wrong way risk exposures. The Commission finds it is appropriate to 
designate a longer period within which to take action on the proposed 
rule change so that it has sufficient time to consider ICC's proposed 
rule change.
    Accordingly, the Commission, pursuant to section 19(b)(2) of the 
Act,\5\ designates September 10, 2015, as the date by which the 
Commission should either approve or disapprove, or institute 
proceedings to determine whether to disapprove, the proposed rule 
change (File No. SR-ICC-2015-009).
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    \5\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
---------------------------------------------------------------------------

    \6\ 17 CFR 200.30-3(a)(31).
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Robert W. Errett,
Deputy Secretary.
[FR Doc. 2015-18769 Filed 7-30-15; 8:45 am]
 BILLING CODE 8011-01-P

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