Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 701 - 750 of 38,878
Submission for OMB Review; Comment Request; Extension: Rules 15Fi-3 through 15Fi-5
Document Number: 2024-20133
Type: Notice
Date: 2024-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Jefferies Finance LLC, et al.
Document Number: 2024-20107
Type: Notice
Date: 2024-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Regulation S-P
Document Number: 2024-20134
Type: Notice
Date: 2024-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 206(4)-1
Document Number: 2024-19959
Type: Notice
Date: 2024-09-05
Agency: Securities and Exchange Commission, Agencies and Commissions
CION Grosvenor Infrastructure Fund, et al.
Document Number: 2024-19904
Type: Notice
Date: 2024-09-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: 6c-7
Document Number: 2024-19903
Type: Notice
Date: 2024-09-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 22c-2
Document Number: 2024-19902
Type: Notice
Date: 2024-09-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 12d1-1
Document Number: 2024-19960
Type: Notice
Date: 2024-09-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2024-19978
Type: Notice
Date: 2024-09-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to FT Energy Income Partners Enhanced Income ETF, a series of First Trust Exchange-Traded Fund VIII, and on May 6, 2024, made a final distribution to its shareholders based on net asset value. Expenses of $298,250 incurred in connection with the reorganization were paid by the applicant. Filing Date: The application was filed on August 5, 2024. Applicant's Address: 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187.
Sunshine Act Meetings
Document Number: 2024-20050
Type: Notice
Date: 2024-09-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-19928
Type: Notice
Date: 2024-09-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 17f-2
Document Number: 2024-19629
Type: Notice
Date: 2024-09-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 10f-3
Document Number: 2024-19628
Type: Notice
Date: 2024-09-03
Agency: Securities and Exchange Commission, Agencies and Commissions
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