Securities and Exchange Commission December 16, 2024 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request; Reinstatement Without Change: Reports of Evidence of Material Violations

Document Number: 2024-29477

Type: Notice

Date: 2024-12-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2024/12/16/2024-29477.html

Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures

Document Number: 2024-29474

Type: Notice

Date: 2024-12-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2024/12/16/2024-29474.html

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Its Rules Regarding the Types of Complex Orders Available for Flexible Exchange Options (“FLEX”) Trading at the Exchange

Document Number: 2024-29473

Type: Notice

Date: 2024-12-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2024/12/16/2024-29473.html

Self-Regulatory Organizations; MIAX Sapphire, LLC; Order Declaring Effective a Minor Rule Violation Plan

Document Number: 2024-29472

Type: Notice

Date: 2024-12-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2024/12/16/2024-29472.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee (ORF)

Document Number: 2024-29471

Type: Notice

Date: 2024-12-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2024/12/16/2024-29471.html

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee (ORF)

Document Number: 2024-29470

Type: Notice

Date: 2024-12-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2024/12/16/2024-29470.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin and Ethereum ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)

Document Number: 2024-29469

Type: Notice

Date: 2024-12-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2024/12/16/2024-29469.html

Commission's Organization and Program Management Regulations

Document Number: 2024-29420

Type: Rule

Date: 2024-12-16

Agency: Securities and Exchange Commission, Agencies and Commissions

The Securities and Exchange Commission ("SEC" or "Commission") is adopting technical amendments to update information relating to its regional offices listed in the Commission's Organization and Program Management regulations.

https://regulations.justia.com/regulations/fedreg/2024/12/16/2024-29420.html

Proposed Collection; Comment Request; Extension: Rule 22e-3

Document Number: 2024-29579

Type: Notice

Date: 2024-12-16

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2024/12/16/2024-29579.html

Proposed Collection; Comment Request; Extension: Rule 17f-4

Document Number: 2024-29578

Type: Notice

Date: 2024-12-16

Agency: Securities and Exchange Commission, Agencies and Commissions