Securities and Exchange Commission November 2024 – Federal Register Recent Federal Regulation Documents

Submission for OMB Review; Comment Request; Extension: Rule 206(3)-2
Document Number: 2024-27983
Type: Notice
Date: 2024-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 17e-1
Document Number: 2024-27980
Type: Notice
Date: 2024-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice Pursuant to Rule 15c3-3a, Note H(b)(3) Regarding Application of the Customer Protection Rule Reserve Computations With Respect to U.S. Treasury Securities
Document Number: 2024-28058
Type: Notice
Date: 2024-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission ("Commission") is publishing notice that broker-dealers may include a debit in the customer protection rule reserve computations when depositing cash, U.S. Treasury securities, and/or qualified customer securities to meet a margin requirement of the Fixed Income Clearing Corporation ("FICC") resulting from positions in U.S. Treasury securities of the customers of the broker-dealer.
Sunshine Act Meetings
Document Number: 2024-28203
Type: Notice
Date: 2024-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-28159
Type: Notice
Date: 2024-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Greystone & Co. II LLC; Greystone Employee Investments LP
Document Number: 2024-27607
Type: Notice
Date: 2024-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Form ID-EDGAR Password
Document Number: 2024-27622
Type: Notice
Date: 2024-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rules 3a68-2 and 3a68-4(c)
Document Number: 2024-27621
Type: Notice
Date: 2024-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 303 of Regulation ATS
Document Number: 2024-27620
Type: Notice
Date: 2024-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Willow Tree Capital Corporation, et al.
Document Number: 2024-27675
Type: Notice
Date: 2024-11-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Zscaler, Inc.
Document Number: 2024-27158
Type: Notice
Date: 2024-11-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Figure Certificate Company (“Applicant”)
Document Number: 2024-27229
Type: Notice
Date: 2024-11-21
Agency: Securities and Exchange Commission, Agencies and Commissions
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