Securities and Exchange Commission October 2, 2024 – Federal Register Recent Federal Regulation Documents

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Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2024-22722
Type: Notice
Date: 2024-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On June 13, 2024, and August 12, 2024, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $403,791 incurred in connection with the liquidation were paid by the applicant's investment adviser, and/or their affiliates. Filing Dates: The application was filed on August 13, 2024, and amended on September 6, 2024. Applicant's Address: 345 Park Avenue, 31st Floor, New York, New York 10154.
https://regulations.justia.com/regulations/fedreg/2024/10/02/2024-22722.html
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Initiate Fees for the Distribution of BX Trade Outline
Document Number: 2024-22564
Type: Notice
Date: 2024-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/02/2024-22564.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Back-Testing Framework
Document Number: 2024-22563
Type: Notice
Date: 2024-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/02/2024-22563.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement
Document Number: 2024-22560
Type: Notice
Date: 2024-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/02/2024-22560.html
Self-Regulatory Organizations; CBOE Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules To List P.M.-Settled Russell 2000 Index Options With Expirations on the Third Friday-of-the-Month
Document Number: 2024-22559
Type: Notice
Date: 2024-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/10/02/2024-22559.html
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