Securities and Exchange Commission July 2023 – Federal Register Recent Federal Regulation Documents
Results 101 - 118 of 118
Deregistration Under Section 8(f) of the Investment Company Act of 1940
Applicant seeks an order declaring that it has ceased to be an investment company. On October 30, 2015, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of $2,000 incurred in connection with the liquidation were paid by the applicant's investment adviser. Filing Dates: The application was filed on September 9, 2022, and amended on March 3, 2023, and June 1, 2023. Applicant's Address: 1301 Avenue of the Americas, 28th Floor, New York, New York 10019.
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