Sunshine Act Meeting, 43641 [2023-14559]
Download as PDF
<![CDATA[
Federal Register / Vol. 88, No. 130 / Monday, July 10, 2023 / Notices
• Rule 17Ad–22(e)(17)(i) of the
Exchange Act,16 which requires that a
covered clearing agency establish,
implement, maintain and enforce
written policies and procedures
reasonably designed to manage the
covered clearing agency’s operational
risks by identifying the plausible
sources of operational risk, both internal
and external, and mitigating their
impact through the use of appropriate
systems, policies, procedures, and
controls.
IV. Procedure: Request for Written
Comments
The Commission requests that
interested persons provide written
submissions of their views, data, and
arguments with respect to the issues
identified above, as well as any other
concerns they may have with the
Proposed Rule Change. In particular, the
Commission invites the written views of
interested persons concerning whether
the Proposed Rule Change is consistent
with Section 17A(b)(3)(F) 17 and Rule
17Ad–22(e)(17)(i) 18 of the Exchange
Act, or any other provision of the
Exchange Act, or the rules and
regulations thereunder. Although there
do not appear to be any issues relevant
to approval or disapproval that would
be facilitated by an oral presentation of
views, data, and arguments, the
Commission will consider, pursuant to
Rule 19b–4(g) under the Exchange
Act,19 any request for an opportunity to
make an oral presentation.20
Interested persons are invited to
submit written data, views, and
arguments regarding whether the
Proposed Rule Change should be
approved or disapproved by July 25,
2023. Any person who wishes to file a
rebuttal to any other person’s
submission must file that rebuttal by
August 8, 2023.
The Commission asks that
commenters address the sufficiency of
OCC’s statements in support of the
Proposed Rule Change, which are set
forth in the Notice of Filing 21 and the
Partial Amendment No. 1,22 in addition
to any other comments they may wish
16 17
CFR 240.17Ad–22(e)(17)(i).
U.S.C. 78q–1(b)(3)(F).
18 17 CFR 240.17Ad–22(e)(17)(i).
19 17 CFR 240.19b–4(g).
20 Section 19(b)(2) of the Exchange Act grants to
the Commission flexibility to determine what type
of proceeding—either oral or notice and
opportunity for written comments—is appropriate
for consideration of a particular proposal by a selfregulatory organization. See Securities Act
Amendments of 1975, Senate Comm. on Banking,
Housing & Urban Affairs, S. Rep. No. 75, 94th
Cong., 1st Sess. 30 (1975).
21 See Notice of Filing, supra note 4.
22 See Partial Amendment No. 1, supra note 8.
lotter on DSK11XQN23PROD with NOTICES1
17 15
VerDate Sep<11>2014
17:45 Jul 07, 2023
Jkt 259001
43641
to submit about the Proposed Rule
Change.
Comments may be submitted by any
of the following methods:
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.23
Vanessa A. Countryman,
Secretary.
Electronic Comments
[FR Doc. 2023–14441 Filed 7–7–23; 8:45 am]
• Use the Commission’s internet
comment form
(https://www.sec.gov/rules/sro.shtml);
or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
OCC–2023–003 on the subject line.
BILLING CODE 8011–01–P
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–OCC–2023–003. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the Proposed Rule
Change that are filed with the
Commission, and all written
communications relating to the
Proposed Rule Change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of 10
a.m. and 3 p.m. Copies of such filing
also will be available for inspection and
copying at the principal office of OCC
and on OCC’s website at https://
www.theocc.com/CompanyInformation/Documents-and-Archives/
By-Laws-and-Rules.
Do not include personal identifiable
information in submissions; you should
submit only information that you wish
to make available publicly. We may
redact in part or withhold entirely from
publication submitted material that is
obscene or subject to copyright
protection.
All submissions should refer to File
Number SR–OCC–2023–003 and should
be submitted on or before July 25, 2023.
Rebuttal comments should be submitted
by August 8, 2023.
PO 00000
Frm 00098
Fmt 4703
Sfmt 9990
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given,
pursuant to the provisions of the
Government in the Sunshine Act, Public
Law 94–409, that the Securities and
Exchange Commission will hold an
Open Meeting on Wednesday, July 12,
2023 at 10:00 a.m.
PLACE: The meeting will be webcast on
the Commission’s website at
www.sec.gov.
STATUS: This meeting will begin at 10:00
a.m. (ET) and will be open to the public
via webcast on the Commission’s
website at www.sec.gov.
MATTERS TO BE CONSIDERED:
1. The Commission will consider
whether to adopt amendments to certain
rules that govern money market funds
and related form amendments. The
Commission will also consider whether
to adopt amendments to Form PF to
revise reporting requirements for large
liquidity fund advisers, as well as
certain technical amendments to other
forms.
2. The Commission will consider
whether to propose amendments to the
broker-dealer customer protection rule
to require certain broker-dealers to
compute their customer and brokerdealer reserve deposit requirements
daily rather than weekly. The
Commission also will consider whether
to seek comment on whether similar
daily reserve computation requirements
should apply to broker-dealers and
security-based swap dealers with
respect to their security-based swap
customers.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed, please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Authority: 5 U.S.C. 552b.
TIME AND DATE:
Dated: July 5, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–14559 Filed 7–6–23; 11:15 am]
BILLING CODE 8011–01–P
23 17
E:\FR\FM\10JYN1.SGM
CFR 200.30–3(a)(31).
10JYN1
]]>Agencies
[Federal Register Volume 88, Number 130 (Monday, July 10, 2023)]
[Notices]
[Page 43641]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-14559]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
TIME AND DATE: Notice is hereby given, pursuant to the provisions of
the Government in the Sunshine Act, Public Law 94-409, that the
Securities and Exchange Commission will hold an Open Meeting on
Wednesday, July 12, 2023 at 10:00 a.m.
PLACE: The meeting will be webcast on the Commission's website at
www.sec.gov.
STATUS: This meeting will begin at 10:00 a.m. (ET) and will be open to
the public via webcast on the Commission's website at www.sec.gov.
MATTERS TO BE CONSIDERED:
1. The Commission will consider whether to adopt amendments to
certain rules that govern money market funds and related form
amendments. The Commission will also consider whether to adopt
amendments to Form PF to revise reporting requirements for large
liquidity fund advisers, as well as certain technical amendments to
other forms.
2. The Commission will consider whether to propose amendments to
the broker-dealer customer protection rule to require certain broker-
dealers to compute their customer and broker-dealer reserve deposit
requirements daily rather than weekly. The Commission also will
consider whether to seek comment on whether similar daily reserve
computation requirements should apply to broker-dealers and security-
based swap dealers with respect to their security-based swap customers.
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact Vanessa A. Countryman from the Office of the Secretary
at (202) 551-5400.
Authority: 5 U.S.C. 552b.
Dated: July 5, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-14559 Filed 7-6-23; 11:15 am]
BILLING CODE 8011-01-P
