Securities and Exchange Commission December 14, 2021 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; Miami International Securities Exchange LLC, MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees
Document Number: 2021-26861
Type: Notice
Date: 2021-12-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/14/2021-26861.html
Submission for OMB Review; Comment Request
Document Number: 2021-26854
Type: Notice
Date: 2021-12-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/14/2021-26854.html
Privacy Act of 1974; System of Records; Correction
Document Number: 2021-26991
Type: Notice
Date: 2021-12-14
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission published a document in the Federal Register on November 29, 2021, concerning a Privacy Act of 1974; System of Records. The document contained an incorrect effective date. Comments are due on December 29, 2021.
https://regulations.justia.com/regulations/fedreg/2021/12/14/2021-26991.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Listing Standards for Subscription Warrants Issued by a Company Organized Solely for the Purpose of Identifying an Acquisition Target
Document Number: 2021-26970
Type: Notice
Date: 2021-12-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/14/2021-26970.html
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX's Pricing Schedule at Options 7, Section 1, General Provisions
Document Number: 2021-26969
Type: Notice
Date: 2021-12-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/14/2021-26969.html
MassMutual Access Pine Point Fund, et al.
Document Number: 2021-26968
Type: Notice
Date: 2021-12-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/14/2021-26968.html
Submission for OMB Review; Comment Request, Extension: Form 13F
Document Number: 2021-26967
Type: Notice
Date: 2021-12-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/14/2021-26967.html
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