Securities and Exchange Commission October 2020 – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 193
Asset Management Advisory Committee; Meeting
Document Number: 2020-23302
Type: Notice
Date: 2020-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice is being provided that the Securities and Exchange Commission Asset Management Advisory Committee (``AMAC'') will hold a public meeting on November 5, 2020, by remote means. The meeting will begin at 9:00 a.m. (ET) and will be open to the public via webcast on the Commission's website at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The meeting will include potential recommendations concerning COVID-19 related operational issues.
361 Social Infrastructure Fund and 361 Infrastructure Partners, LLC
Document Number: 2020-23242
Type: Notice
Date: 2020-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
YieldStreet Prism Fund Inc., et al.
Document Number: 2020-23241
Type: Notice
Date: 2020-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2020-23245
Type: Notice
Date: 2020-10-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Intention To Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940
Document Number: 2020-23178
Type: Notice
Date: 2020-10-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of an Advance Notice To Amend Rule 4
Document Number: 2020-23143
Type: Notice
Date: 2020-10-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2020-23085
Type: Notice
Date: 2020-10-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Update of Statistical Disclosures for Bank and Savings and Loan Registrants
Document Number: 2020-20655
Type: Rule
Date: 2020-10-16
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting rules to update our statistical disclosure requirements for banking registrants. These registrants currently provide many disclosures in response to the items set forth in Industry Guide 3 (``Guide 3''), Statistical Disclosure by Bank Holding Companies, which are not Commission rules. The amendments update and expand the disclosures that registrants are required to provide, codify certain Guide 3 disclosure items and eliminate other Guide 3 disclosure items that overlap with Commission rules, U.S. Generally Accepted Accounting Principles (``U.S. GAAP''), or International Financial Reporting Standards (``IFRS''). In addition, we are relocating the codified disclosure requirements to a new subpart of Regulation S-K and rescinding Guide 3.
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