Securities and Exchange Commission February 13, 2017 – Federal Register Recent Federal Regulation Documents

Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt the CHX Liquidity Taking Access Delay

Document Number: 2017-02839

Type: Notice

Date: 2017-02-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/02/13/2017-02839.html

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule To Modify Its Market Maker and Other Market Participant Transaction Fees

Document Number: 2017-02838

Type: Notice

Date: 2017-02-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/02/13/2017-02838.html

Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Relating to Market Makers Applicable When the Exchange Transitions Trading to Pillar, the Exchange's New Trading Technology Platform

Document Number: 2017-02837

Type: Notice

Date: 2017-02-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/02/13/2017-02837.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allocation and Priority Rules

Document Number: 2017-02836

Type: Notice

Date: 2017-02-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/02/13/2017-02836.html

NorthStar/Townsend Institutional Real Estate Fund Inc., et al.; Notice of Application

Document Number: 2017-02835

Type: Notice

Date: 2017-02-13

Agency: Securities and Exchange Commission, Agencies and Commissions

Summary of Application: Applicants request an order to permit certain registered closed-end management investment companies to issue multiple classes of shares and to impose asset-based distribution and/ or service fees and early withdrawal charges (``EWCs''). Applicants: NorthStar/Townsend Institutional Real Estate Fund Inc. (the ``Fund''), Townsend Holdings LLC (the ``Adviser''), and NSAM B- TCEF Ltd. (the ``Sub-Adviser,'' and together with the Adviser, the ``Advisers'').

https://regulations.justia.com/regulations/fedreg/2017/02/13/2017-02835.html

StrongVest ETF Trust, et al.; Notice of Application

Document Number: 2017-02834

Type: Notice

Date: 2017-02-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2017/02/13/2017-02834.html