Securities and Exchange Commission July 2011 – Federal Register Recent Federal Regulation Documents
Results 151 - 172 of 172
Delegation of Authority to the Director of Its Division of Enforcement
The Commission is amending its rules to delegate authority to
Regulatory Flexibility Agenda
The Securities and Exchange Commission is publishing an agenda
Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers
The Securities and Exchange Commission (the ``Commission'') is adopting rules to implement new exemptions from the registration requirements of the Investment Advisers Act of 1940 for advisers to certain privately offered investment funds; these exemptions were enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act''). As required by Title IV of the Dodd-Frank Actthe Private Fund Investment Advisers Registration Act of 2010the new rules define ``venture capital fund'' and provide an exemption from registration for advisers with less than $150 million in private fund assets under management in the United States. The new rules also clarify the meaning of certain terms included in a new exemption from registration for ``foreign private advisers.''
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