Submission for OMB Review; Comment Request, 39447 [2011-16765]

Download as PDF Federal Register / Vol. 76, No. 129 / Wednesday, July 6, 2011 / Notices comply with a collection of information subject to the PRA that does not display a valid Office of Management and Budget (OMB) control number. Please direct your written comments to: Thomas Bayer, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way, Alexandria, Virginia 22312 or send an email to: PRA_Mailbox@sec.gov. Dated: June 29, 2011. Cathy H. Ahn, Deputy Secretary. [FR Doc. 2011–16764 Filed 7–5–11; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Rule 15b6–1 and Form BDW; OMB Control No. 3235–0018; SEC File No. 270–17] sroberts on DSK5SPTVN1PROD with NOTICES Submission for OMB Review; Comment Request Upon written request, copies available from: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget a request to revise the collection of information discussed below. The Code of Federal Regulations citation to this collection of information is the following rule: 17 CFR 240.15b6–1. Registered broker-dealers use Form BDW (17 CFR 249.501a) to withdraw from registration with the Commission, the self-regulatory organizations, and the states. On average, the Commission estimates that it would take a brokerdealer approximately one hour to complete and file a Form BDW to withdraw from Commission registration as required by Rule 15b6–1. The Commission estimates that approximately 515 broker-dealers withdraw from Commission registration annually 1 and, therefore, file a Form BDW via the Internet with Web CRD, a computer system operated by the Financial Industry Regulatory Authority, Inc. that maintains information regarding registered broker1 This estimate is based on Form BDW data collected over the past three years. In fiscal year (from 10/1 through 9/30) 2008, 503 broker-dealers withdrew from registration. In fiscal year 2009, 533 broker-dealers withdrew from registration. In fiscal year 2010, 510 broker-dealers withdrew from registration. (503 + 533 + 510)/3 = 515. VerDate Mar<15>2010 18:17 Jul 05, 2011 Jkt 223001 dealers and their registered personnel. Therefore, the 515 broker-dealers that withdraw from registration by filing Form BDW would incur an aggregate annual reporting burden of approximately 515 hours.2 The Commission may not conduct or sponsor a collection of information unless it displays a currently valid control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid Office of Management and Budget (OMB) control number. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312 or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: June 29, 2011. Cathy H. Ahn, Deputy Secretary. [FR Doc. 2011–16765 Filed 7–5–11; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. IC–29711; File No. 812–13914] J.P. Morgan Securities LLC, et al.; Notice of Application and Temporary Order June 29, 2011. Securities and Exchange Commission (‘‘Commission’’). ACTION: Temporary order and notice of application for a permanent order under section 9(c) of the Investment Company Act of 1940 (‘‘Act’’). AGENCY: Summary of Application: Applicants have received a temporary order exempting them from section 9(a) of the Act, with respect to an injunction entered against J.P. Morgan Securities LLC (‘‘J.P. Morgan Securities’’) on June 29, 2011 by the United States District Court for the Southern District of New York (‘‘Injunction’’), until the Commission takes final action on an application for a permanent order. PO 00000 2 (515 × 1 hour) = 515 hours. Frm 00072 Fmt 4703 Sfmt 4703 39447 Applicants also have applied for a permanent order. Applicants: J.P. Morgan Securities; Bear Stearns Asset Management Inc. (‘‘BSAM’’); Bear Stearns Health Innoventures Management, L.L.C. (‘‘BSHIM’’); BSCGP Inc. (‘‘BSCGP’’); Constellation Growth Capital LLC (‘‘Constellation’’); Constellation Ventures Management II, LLC (‘‘Constellation II’’); Highbridge Capital Management, LLC (‘‘Highbridge’’); JF International Management Inc. (‘‘JFIMI’’); JPMorgan Asset Management (UK) Limited (‘‘JPMAMUK’’); JPMorgan Distribution Services, Inc. (‘‘JPMDS’’); J.P. Morgan Institutional Investments, Inc. (‘‘JPMII’’); J.P. Morgan Investment Management Inc. (‘‘JPMIM’’); J.P. Morgan Latin America Management Company, LLC (‘‘JPMLAM’’); J.P. Morgan Partners, LLC (‘‘JPMP’’); J.P. Morgan Private Investments Inc. (‘‘JPMPI’’); OEP Co-Investors Management II, Ltd. (‘‘OEP II’’); OEP CoInvestors Management III, Ltd. (‘‘OEP III’’, and together with OEP II, the ‘‘OEP Entities’’); Security Capital Research & Management Incorporated (‘‘Security Capital’’); Sixty Wall Street GP Corporation (‘‘Sixty Wall GP’’); Sixty Wall Street Management Company, LLC (‘‘Sixty Wall Management’’); and Technology Coinvestors Management, LLC (‘‘TCM’’) (collectively, the ‘‘Applicants’’).1 Filing Date: The application was filed on June 21, 2011 and amended on June 29, 2011. Hearing or Notification of Hearing: An order granting the application will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission’s Secretary and serving Applicants with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on July 25, 2011, and should be accompanied by proof of service on Applicants, in the form of an affidavit, or for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary. ADDRESSES: Secretary, U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549– 1090; Applicants: J.P. Morgan 1 Applicants request that any relief granted pursuant to the application also apply to any other company of which J.P. Morgan Securities is or may become an affiliated person within the meaning of Section 2(a)(3) of the Act (together with the Applicants, the ‘‘Covered Persons’’). E:\FR\FM\06JYN1.SGM 06JYN1

Agencies

[Federal Register Volume 76, Number 129 (Wednesday, July 6, 2011)]
[Notices]
[Page 39447]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-16765]


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SECURITIES AND EXCHANGE COMMISSION

[Rule 15b6-1 and Form BDW; OMB Control No. 3235-0018; SEC File No. 270-
17]


Submission for OMB Review; Comment Request

Upon written request, copies available from: U.S. Securities and 
Exchange Commission, Office of Investor Education and Advocacy, 
Washington, DC 20549-0213.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget a request to revise the collection of information discussed 
below. The Code of Federal Regulations citation to this collection of 
information is the following rule: 17 CFR 240.15b6-1.
    Registered broker-dealers use Form BDW (17 CFR 249.501a) to 
withdraw from registration with the Commission, the self-regulatory 
organizations, and the states. On average, the Commission estimates 
that it would take a broker-dealer approximately one hour to complete 
and file a Form BDW to withdraw from Commission registration as 
required by Rule 15b6-1. The Commission estimates that approximately 
515 broker-dealers withdraw from Commission registration annually \1\ 
and, therefore, file a Form BDW via the Internet with Web CRD, a 
computer system operated by the Financial Industry Regulatory 
Authority, Inc. that maintains information regarding registered broker-
dealers and their registered personnel. Therefore, the 515 broker-
dealers that withdraw from registration by filing Form BDW would incur 
an aggregate annual reporting burden of approximately 515 hours.\2\
---------------------------------------------------------------------------

    \1\ This estimate is based on Form BDW data collected over the 
past three years. In fiscal year (from 10/1 through 9/30) 2008, 503 
broker-dealers withdrew from registration. In fiscal year 2009, 533 
broker-dealers withdrew from registration. In fiscal year 2010, 510 
broker-dealers withdrew from registration. (503 + 533 + 510)/3 = 
515.
    \2\ (515 x 1 hour) = 515 hours.
---------------------------------------------------------------------------

    The Commission may not conduct or sponsor a collection of 
information unless it displays a currently valid control number. No 
person shall be subject to any penalty for failing to comply with a 
collection of information subject to the PRA that does not display a 
valid Office of Management and Budget (OMB) control number.
    Comments should be directed to: (i) Desk Officer for the Securities 
and Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Chief Information Officer, 
Securities and Exchange Commission, c/o Remi Pavlik-Simon, 6432 General 
Green Way, Alexandria, VA 22312 or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of 
this notice.

    Dated: June 29, 2011.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011-16765 Filed 7-5-11; 8:45 am]
BILLING CODE 8011-01-P
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