Securities and Exchange Commission April 2010 – Federal Register Recent Federal Regulation Documents
Results 101 - 150 of 164
Privacy Act of 1974: Systems of Records
In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the Securities and Exchange Commission (``Commission'' or ``SEC'') proposes to revise a Privacy Act system of records: ``Pay and Leave System (SEC-15)''. The revisions reflect changes that have occurred since the notice was last published in the Federal Register Volume 64, Number 236 on Thursday, December 9, 1999.
Adoption of Updated EDGAR Filer Manual
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. Revisions were are being made primarily to support the upgrade of the Mutual Fund Risk/Return Summary Taxonomy, to extend the interactive data/eXtensible Business Reporting Language (``XBRL'') validation requirements to all Exhibit 101 attachments regardless of the taxonomy used, and to make minor updates to the validation and processing of Form D submissions and the amendments of 13F-HR and 13F- NT submission types. The EDGAR system is scheduled to be upgraded to support this functionality on April 12, 2010.
Medallion Financial Corp.; Notice of Application
Summary of the Application: Applicant, Medallion Financial Corp. (the ``Company''), requests an order to permit it to issue restricted shares of its common stock to its officers and employees under the terms of its employee compensation plan.
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Applicant seeks an order declaring that it has ceased to be an investment company. On April 17, 2009, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $28,735 incurred in connection with the liquidation were paid by applicant and Natixis Asset Management Advisors, L.P., applicant's investment adviser. Applicant has retained assets in the amount of $146,822 to cover outstanding expenses.
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