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Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents
Results 1 - 50 of over 6,100
| Document | Doc Number | Type | Agency | |
|---|---|---|---|---|
| July 3, 2008 | ||||
| Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 | 38253–38254 [E8–15065] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. IC-28322] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 June 27, 2008. The
following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of June, 2008. A copy of each application may be
obtained for a fee at the SEC's Public Reference Branch (tel. 202-551-5850). An order granting each application will be issued unless the SEC... [read document] |
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| Applications: Minnesota Life Insurance Co., et al | 38254–38260 [E8–15071] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. IC-28321; File No. 812-13457] Minnesota Life Insurance Company, et al.; Notice of Application June 26, 2008. AGENCY: The
Securities and Exchange Commission (``Commission''). ACTION: Notice of application for an order pursuant to Section 6(c) of the Investment Company Act of 1940, as amended (the
``1940 Act''), granting exemptions from the provisions of Sections 2(a)(32) and 27(i)(2)(A) of the 1940 Act and Rule 22c-1 thereunder. Applicants:... [read document] |
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| Self-Regulatory Organizations: Chicago Board Options Exchange, Inc | 38260–38261 [E8–15104] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58051; File No. SR-CBOE-2008-54] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving
Proposed Rule Change Related to Sponsored Users June 27, 2008. On May 12, 2008, Chicago Board Options Exchange, Incorporated (``CBOE'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a... [read document] |
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| Self-Regulatory Organizations: Options Clearing Corp | 38260 [E8–15102] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58043; File No. SR-ODD-2008-02] Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of
Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Stock and Index Options, Range Options and
Delayed Start Options June 26, 2008. On June 9, 2008, The Options Clearing Corporation (``OCC'') submitted to the Securities and Exchange Commission... [read document] |
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| Self-Regulatory Organizations: International Securities Exchange, LLC | 38261–38263 [E8–15069] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58038; File No. SR-ISE-2008-50] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and
Immediate Effectiveness of Proposed Rule Change Relating to the Exposure of Public Customer Orders to all ISE Members June 26, 2008. Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 23, 2008, the International Securities... [read document] |
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| Self-Regulatory Organizations: | 38263–38265 [E8–15101] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58041; File No. SR-ISE-2007-94] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of
Proposed Rule Change as Modified by Amendments No. 1 and 3 Thereto Relating to Reduction of the Order Handling and Exposure Periods June 26, 2008. Pursuant to Section 19(b)(1)
of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on October 5, 2007, the International... [read document] |
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| Self-Regulatory Organizations: New York Stock Exchange LLC | 38265–38267 [E8–15066] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58033; File No. SR-NYSE-2008-49] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change To Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers, Pursuant
to NYSE Rule 107A, and Competitive Traders, Pursuant to NYSE Rule 110 June 26, 2008. Pursuant to section 19(b)(1) of the Securities Exchange Act... [read document] |
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| Self-Regulatory Organizations: | 38267–38270 [E8–15067] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58036; File No. SR-NYSE-2008-51] Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist
Stock Allocation) June 26, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\... [read document] |
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| Self-Regulatory Organizations: | 38270–38272 [E8–15070] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58050; File No. SR-NYSE-2008-53] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change Amending NYSE Rule 123D (Openings and Halts in Trading) To Provide for a Limited Exemption for Securities Trading on the Exchange That
Are Part of the Russell Index Reconstitution June 27, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and... [read document] |
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| Self-Regulatory Organizations: | 38272–38274 [E8–15100] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58040; File No. SR-NYSE-2008-50] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104.10 To Extend the Duration of the Pilot Program Applicable to Conditional Transactions in All Securities to
September 30, 2008 June 26, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule19b-4 thereunder,\2\ notice is... [read document] |
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| Self-Regulatory Organizations: | 38274–38284 [E8–15165] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58052; File No. SR-NYSE-2008-45] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule
Change Amending NYSE Rule 98 and Related Rules To Redefine Specialist Operations at the NYSE June 27, 2008. Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that, on June 11, 2008, New York Stock Exchange LLC (``NYSE'' or ``Exchange'')... [read document] |
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| Self-Regulatory Organizations: Philadelphia Stock Exchange, Inc | 38284–38286 [E8–15099] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58039; File No. SR-Phlx-2008-44] Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program June 26, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act
of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 19, 2008, the Philadelphia Stock Exchange, Inc. (``Exchange'' or... [read document] |
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| Self-Regulatory Organizations: | 38286–38288 [E8–15103] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58049; File No. SR-Phlx-2008-46] Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Options on the Full-Size Nasdaq 100 Index and Options on the Mini Nasdaq 100 Index June 27, 2008. Pursuant
to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 13, 2008,... [read document] |
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| July 2, 2008 | ||||
| Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers | 38094–38100 [E8–14942] | Rule | Securities and Exchange Commission | |
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Part IV Securities and Exchange Commission 17 CFR Parts 210, 228, 229 and 249 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated
Filers; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 228, 229 and 249 [Release Nos. 33-8934; 34-58028; File No. S7-06-03] RIN 3235-AJ64 Internal Control Over
Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers AGENCY: Securities and Exchange Commission. ACTION: Final rules.... [read document] |
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| Agency Information Collection Activities; Proposals, Submissions, and Approvals | 37998–37999 [E8–14985] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION Proposed Collection; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor
Education and Advocacy, Washington, DC 20549-0213. Extension: Form N-17D-1, SEC File No. 270-231, OMB Control No. 3235- 0229. Notice is hereby given that, pursuant to the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520), the Securities and Exchange Commission (``Commission'') is soliciting comments on the collection of... [read document] |
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| Agency Information Collection Activities; Proposals, Submissions, and Approvals | 37998 [E8–14982] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION Proposed Collection; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor
Education and Advocacy, Washington, DC 20549. Extension: Rule 203A-2; SEC File No. 270-501; OMB Control No. 3235- 0559. Notice is hereby given that, pursuant to the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501 et seq.) (``PRA''), the Securities and Exchange Commission (``Commission'') is soliciting comments on the... [read document] |
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| Agency Information Collection Activities; Proposals, Submissions, and Approvals | 37999–38000 [E8–14986] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION Proposed Collection; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor
Education and Advocacy, Washington, DC 20549-0213. Extension: Form N-8b-4; SEC File No. 270-180; OMB Control No. 3235- 0247. Notice is hereby given that, pursuant to the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission (``Commission'') is soliciting comments on the collection of... [read document] |
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| Self-Regulatory Organizations: International Securities Exchange, LLC | 38000–38001 [E8–14927] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58020; File No. SR-ISE-2008-48] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and
Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Options Series Pilot Program June 25, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act
of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 23, 2008, the International Securities Exchange, LLC... [read document] |
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| Self-Regulatory Organizations: National Stock Exchange, Inc | 38001–38003 [E8–14928] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58021; File No. SR-NSX-2008-10] Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate
Effectiveness of Proposed Rule Change To Amend NSX Rules To Provide for an Optional Limit Cap Price on Any Pegged Zero Display Reserve Order June 25, 2008. Pursuant to Section
19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 17, 2008, the... [read document] |
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| Self-Regulatory Organizations: NYSE Arca, Inc | 38003–38008 [E8–14929] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58024; File No. SR-NYSEArca-2008-63) Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule
Change Relating to the Listing and Trading of Shares of the MacroShares Medical Inflation Trusts June 25, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of
1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 13, 2008, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange''), through... [read document] |
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| Self-Regulatory Organizations: American Stock Exchange LLC | 38008–38010 [E8–15002] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58037; File No. SR-Amex-2008-50] Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate
Effectiveness of Proposed Rule Change To Establish a Pilot Program That Reduces the Minimum Number of Contracts Required for a FLEX Equity Option Opening Transaction in a New
Series and To Modify the Minimum Value Size for an Opening Transaction in a Currently-Opened FLEX Equity Series June 26, 2008. Pursuant to Section... [read document] |
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| Self-Regulatory Organizations: Chicago Board Options Exchange, Inc | 38010–38012 [E8–14922] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58018; File No. SR-CBOE-2008-62] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing
and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program Until July 10, 2009 June 25, 2008. Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 12, 2008, the Chicago Board... [read document] |
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| Self-Regulatory Organizations: Depository Trust Co | 38012–38013 [E8–14984] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58044; File No. SR-DTC-2008-02] Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change Relating to the Deposits Service Guide June 26, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\
notice is hereby given that on May 2, 2008, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission... [read document] |
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| Self-Regulatory Organizations: Fixed Income Clearing Corp | 38013–38014 [E8–14975] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58025; File No. SR-FICC-2008-02] Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed
Rule Change To Require Demand Processing for Blind-Brokered Repo Trades June 25, 2008. I. Introduction On April 9, 2008, the Fixed Income Clearing Corporation (``FICC'') filed
with the Securities and Exchange Commission (``Commission'') proposed rule change SR-FICC-2008-02 pursuant to Section 19(b)(1) of the Securities... [read document] |
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| Self-Regulatory Organizations: International Securities Exchange, LLC | 38014–38016 [E8–14926] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58019; File No. SR-ISE-2008-49] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and
Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program June 25, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act
of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 23, 2008, the International Securities Exchange, LLC... [read document] |
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| Self-Regulatory Organizations: NASDAQ Stock Market LLC | 38016–38017 [E8–14983] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58029; File No. SR-NASDAQ-2008-053] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed
Rule Change To Modify the Definition of ``Independent Director'' June 26, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4
thereunder,\2\ notice is hereby given that on June 6, 2008, The NASDAQ Stock Market LLC (``Nasdaq''), filed with the Securities and Exchange... [read document] |
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| July 1, 2008 | ||||
| Indexed Annuities and Certain Other Insurance Contracts | 37752–37774 [E8–14845] | Proposed Rule | Securities and Exchange Commission | |
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Part VI Securities and Exchange Commission 17 CFR Parts 230 and 240 Indexed Annuities and Certain Other Insurance Contracts; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17
CFR Parts 230 and 240 [Release Nos. 33-8933, 34-58022; File No. S7-14-08] RIN 3235-AK16 Indexed Annuities and Certain Other Insurance Contracts AGENCY: Securities and Exchange
Commission. ACTION: Proposed rule. SUMMARY: We are proposing a new rule that would define the terms ``annuity contract'' and ``optional annuity... [read document] |
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| Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc | 37516–37518 [E8–14831] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58007; File No. SR-CBOE-2008-64] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing
of Proposed Rule Change Amending CBOE Rules 5.3 and 5.4 To Enable the Listing and Trading of Options on Index-Linked Securities June 24, 2008. Pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 19, 2008, the Chicago Board... [read document] |
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| Self-Regulatory Organizations; Proposed Rule Changes: Municipal Securities Rulemaking Board | 37518–37519 [E8–14857] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58016, File No. SR-MSRB-2008-04] Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval
of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Require Underwriter Registration and Testing with Depository Trust and Clearing
Corporation's New Issue Information Dissemination System June 25, 2008. On May 9, 2008, the Municipal Securities Rulemaking Board (``MSRB''),... [read document] |
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| Self-Regulatory Organizations; Proposed Rule Changes: NASDAQ Stock Market LLC | 37519–37520 [E8–14830] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58017; File No. SR-NASDAQ-2008-056] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Regarding a Clerical Change to a NASDAQ Rule June 25, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')
\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 19, 2008, the NASDAQ Stock Market LLC (``Nasdaq'') filed with the... [read document] |
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| Self-Regulatory Organizations; Proposed Rule Changes: | 37520–37521 [E8–14833] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58014; File No. SR-NASDAQ-2008-055] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed
Rule Change Regarding Fees for Orders Routed via the Options Intermarket Linkage June 24, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the
``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 18, 2008, The NASDAQ Stock Market LLC (``Nasdaq'' or ``Exchange'') filed... [read document] |
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| Self-Regulatory Organizations; Proposed Rule Changes: New York Stock Exchange LLC | 37521–37523 [E8–14832] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58013; File No. SR-NYSE-2008-48] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Amending NYSE Rule 103A To Exempt Executive Floor Governors From Floor Member Continuing Education June 24, 2008. Pursuant to Section
19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 19, 2008, New York... [read document] |
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| June 30, 2008 | ||||
| Self-Regulatory Organizations; Proposed Rule Changes: The Options Clearing Corp | 36934–36936 [E8–14657] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-58003; File No. SR-OCC-2008-11] Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order
Granting Accelerated Approval of a Proposed Rule Change Relating to Range Options June 23, 2008. Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on June 2, 2008, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission... [read document] |
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| Self-Regulatory Organizations; Proposed Rule Changes: Chicago Board Options Exchange, Inc | 36936–36937 [E8–14761] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-57994; File No. SR-CBOE-2008-63] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing
and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange June 20, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on June 13, 2008, the Chicago Board Options Exchange, Incorporated... [read document] |
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| Self-Regulatory Organizations; Proposed Rule Changes: | 36937–36939 [E8–14762] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-57996; File No. SR-CBOE-2008-59] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing
of Proposed Rule Change To Amend CBOE Rule 8.7 Related to the Obligations of Market-Makers June 20, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 \2\ thereunder, notice is hereby given that on June 11, 2008, the Chicago Board Options Exchange, Incorporated (the... [read document] |
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| Self-Regulatory Organizations; Proposed Rule Changes: | 36939–36941 [E8–14764] | Notice | Securities and Exchange Commission | |
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SECURITIES AND EXCHANGE COMMISSION [Release No. 34-57997; File No. SR-CBOE-2008-30] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing
of Proposed Rule Change Relating to the Hybrid Opening System June 20, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4
thereunder,\2\ notice is hereby given that on June 5, 2008, Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the... [read document] |
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| Self-Regulatory Organizations; Proposed Rule Changes: International Securities Exchange, LLC | 36941–36943 [E8–14765] | Notice | ||