New York Codes, Rules and Regulations
Title 3 - BANKING
Chapter III - SUPERINTENDENT'S REGULATIONS
Subchapter B - NON-BANKING ORGANIZATIONS
Part 402 - Budget Planners
- Section 402.1 - Definitions
- Section 402.2 - Application for a license
- Section 402.3 - Services to be provided by licensee
- Section 402.4 - Duration of qualifier experience
- Section 402.5 - Provision for surety bond
- Section 402.6 - Deposit of assets in lieu of surety bond; assets eligible for deposit
- Section 402.7 - Deposit agreement; certificate of licensee
- Section 402.8 - Reports of changes in directors, bylaws and certificate of incorporation of licensee
- Section 402.9 - Debtors contact with licensees and banking department
- Section 402.10 - Right of debtors to rescind contract
- Section 402.11 - Term and termination; assignment
- Section 402.12 - Unfair or deceptive acts or practices
- Section 402.13 - Reports to be filed with the superintendent
- Section 402.14 - Changes to licensee's fee structure
- Section 402.15 - No commingling of licensee's funds
- Section 402.16 - Licensee's privacy policy
- Section 402.17 - Office display
- Section 402.18 - Change of location
- Section 402.19 - Reports of arrests, convictions, etc
- Section 402.20 - Reports of misconduct
- Section 402.21 - Books and records
- Section 402.22 - Licensee's return of unused debtor funds
- Section 402.23 - Effective date
Current through Register Vol. 46, No. 12, March 20, 2024
Statutory authority: Banking Law, §§ 12, 587
Disclaimer: These regulations may not be the most recent version. New York may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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