Securities and Exchange Commission November 28, 2023 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
Oxford Park Income Fund, Inc. and Oxford Park Management, LLC
Document Number: 2023-26115
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26115.html
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 5050 (Series of Options Contracts Open for Trading)
Document Number: 2023-26113
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26113.html
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2 Regarding Fees and Rebates
Document Number: 2023-26112
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26112.html
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish IM-7600-8
Document Number: 2023-26111
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26111.html
Joint Industry Plan; Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail
Document Number: 2023-26125
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26125.html
IndexIQ Active ETF Trust and IndexIQ Advisors LLC
Document Number: 2023-26118
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26118.html
Meketa Infrastructure Fund and Meketa Capital, LLC
Document Number: 2023-26117
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26117.html
CAZ Strategic Opportunities Fund and CAZ Investments Registered Adviser LLC
Document Number: 2023-26116
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26116.html
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Document Number: 2023-26189
Type: Notice
Date: 2023-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/28/2023-26189.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.