Securities and Exchange Commission November 13, 2023 – Federal Register Recent Federal Regulation Documents

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Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Enhancements to Its Designated Market Maker Program
Document Number: 2023-24868
Type: Notice
Date: 2023-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24868.html
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7 To Specify Pricing Related to Unrelated Market or Marketable Interest
Document Number: 2023-24867
Type: Notice
Date: 2023-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24867.html
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7 To Specify Pricing Related to Unrelated Market or Marketable Interest
Document Number: 2023-24866
Type: Notice
Date: 2023-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24866.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Price List
Document Number: 2023-24865
Type: Notice
Date: 2023-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24865.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking To List Tier II Securities on the Exchange
Document Number: 2023-24864
Type: Notice
Date: 2023-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24864.html
Submission for OMB Review; Comment Request; Extension: Rule0-2
Document Number: 2023-24953
Type: Notice
Date: 2023-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24953.html
Submission for OMB Review; Comment Request; Extension: Form N-54C
Document Number: 2023-24952
Type: Notice
Date: 2023-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24952.html
Submission for OMB Review; Comment Request; Extension: Form N-17f-2
Document Number: 2023-24951
Type: Notice
Date: 2023-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24951.html
Submission for OMB Review; Comment Request; Extension: Rule 31a-1
Document Number: 2023-24955
Type: Notice
Date: 2023-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24955.html
Submission for OMB Review; Comment Request; Extension: Rule 17a-7
Document Number: 2023-24954
Type: Notice
Date: 2023-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/11/13/2023-24954.html
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