Securities and Exchange Commission May 12, 2023 – Federal Register Recent Federal Regulation Documents

Results 1 - 13 of 13
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of its Flexible Exchange Options (“FLEX Options”) Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Document Number: 2023-10126
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10126.html
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.8 Regarding Certain Cancel-Replace Messages
Document Number: 2023-10124
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10124.html
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.32 Regarding Certain Cancel-Replace Messages
Document Number: 2023-10123
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10123.html
Submission for OMB Review; Comment Request; Extension: Rule 22d-1
Document Number: 2023-10116
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10116.html
Calamos Aksia Alternative Credit and Income Fund, et al.
Document Number: 2023-10134
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10134.html
Hennessy Funds Trust and Hennessy Advisors, Inc.
Document Number: 2023-10133
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10133.html
SEI Alternative Income Fund, et al.
Document Number: 2023-10132
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10132.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
Document Number: 2023-10129
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10129.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.8 Regarding Certain Cancel-Replace Messages
Document Number: 2023-10128
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10128.html
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts
Document Number: 2023-10127
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10127.html
Submission for OMB Review; Comment Request; Extension: Rule 17f-5
Document Number: 2023-10115
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10115.html
Submission for OMB Review; Comment Request; Extension: Rule 8c-1
Document Number: 2023-10114
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10114.html
Submission for OMB Review; Comment Request; Extension: Rule 22e-4
Document Number: 2023-10113
Type: Notice
Date: 2023-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/12/2023-10113.html
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