Securities and Exchange Commission May 2, 2023 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Proposed Collection; Comment Request; Extension: Rule 611
Document Number: 2023-09201
Type: Notice
Date: 2023-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/02/2023-09201.html
Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Document Number: 2023-09211
Type: Notice
Date: 2023-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/02/2023-09211.html
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Certain Pilot Programs
Document Number: 2023-09210
Type: Notice
Date: 2023-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/02/2023-09210.html
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Certain Pilot Programs
Document Number: 2023-09209
Type: Notice
Date: 2023-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/02/2023-09209.html
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 3
Document Number: 2023-09208
Type: Notice
Date: 2023-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/02/2023-09208.html
Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Futures and Options Default Management Policy
Document Number: 2023-09207
Type: Notice
Date: 2023-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/02/2023-09207.html
Total Fund Solution and Cromwell Investment Advisors, LLC
Document Number: 2023-09205
Type: Notice
Date: 2023-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/05/02/2023-09205.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.