Securities and Exchange Commission April 21, 2023 – Federal Register Recent Federal Regulation Documents

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Proposed Collection; Comment Request; Extension: Regulation 14N and Schedule 14N
Document Number: 2023-08426
Type: Notice
Date: 2023-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08426.html
Proposed Collection; Comment Request; Extension: Form 144-Notice of Proposed Sale of Securities Pursuant to Rule 144 Under the Securities Act of 1933
Document Number: 2023-08425
Type: Notice
Date: 2023-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08425.html
Proposed Collection; Comment Request; Extension: Form 5-Annual Statement of Beneficial Ownership
Document Number: 2023-08424
Type: Notice
Date: 2023-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08424.html
Submission for OMB Review; Comment Request; Extension: Rule 103
Document Number: 2023-08423
Type: Notice
Date: 2023-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08423.html
Submission for OMB Review; Comment Request; Extension: Rule 101
Document Number: 2023-08422
Type: Notice
Date: 2023-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08422.html
Submission for OMB Review; Comment Request; Extension: Rule 17a-2
Document Number: 2023-08421
Type: Notice
Date: 2023-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08421.html
Submission for OMB Review; Comment Request: Extension: Rule 151-1
Document Number: 2023-08420
Type: Notice
Date: 2023-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08420.html
Submission for OMB Review; Comment Request: Extension; “Ombudsman Matter Management System Submission Form”
Document Number: 2023-08419
Type: Notice
Date: 2023-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08419.html
Proposed Collection; Comment Request; Extension: Schedule TO
Document Number: 2023-08495
Type: Notice
Date: 2023-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08495.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Clearance of Additional Credit Default Swap Contracts
Document Number: 2023-08410
Type: Notice
Date: 2023-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/04/21/2023-08410.html
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